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Our People: Meet Anne, Managing Director in Investment Management
 
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Meet Anne, a managing director in the Investment Management Division’s Global Private Bank. Anne recently relocated to New York from Hong Kong, where she led the firm’s Private Wealth Management lending and deposits business for Asia. She points to the firm’s emphasis on mentorship and her active role in the Women’s Network as being important aspects of her career with the firm. Learn more: http://link.gs.com/u3xw
Views: 2640 Goldman Sachs
Investment Banking Areas Explained: Capital Markets
 
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Capital markets are one of the most fascinating areas of investment banking. Companies need these services when they are about to go public or want to issue debt sold to the public. When a company wants to raise equity, we talk about ECM, standing for Equity Capital Markets, and when it wants to raise debt, we talk about DCM, standing for Debt Capital Markets. On Facebook: https://www.facebook.com/365careers/ On the web: http://www.365careers.com/ On Twitter: https://twitter.com/365careers Subscribe to our channel: https://www.youtube.com/365careers
Views: 111321 365 Careers
Investment Banking Front Office & Back Office (KEY DIFFERENCES You NEED to Know!)
 
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TIMESTAMPS: 00:44 Why it's important to know the differences 01:17 Front office 01:44 Back office 02:26 Work/life balance in the front office vs back office 03:04 Front office hours vs back office hours 03:50 Divisions and business within the front office and back office 05:08 The asset management division 05:54 The markets (sales & trading) division 06:31 The investment banking division 08:02 The private banking division 08:37 The research division 09:10 The operations division 09:57 The human resources division 10:09 The finance division 10:29 The audit division 10:42 The legal division 10:50 The compliance division 11:39 Summary and suggestions Last weeks video - 'How to Get an Internship at Goldman Sachs': https://www.youtube.com/watch?v=GJ4p4RvLoTk PLEASE LEAVE VIDEO SUGGESTIONS/IDEAS AND QUESTIONS IN THE COMMENTS BELOW. I like sharing practical, helpful and easy to understand advice on how to get the career of your dreams whether you're a student, graduate or experienced professional. Careers can be tricky. I want to change that. Make sure to hit the subscribe button to watch new videos every week! https://www.afzalhussein.com Visit my website for tips on CV's/Resumes and more career advice: https://www.officialcvdoctor.com/ Follow me: Instagram: https://www.instagram.com/afzal_hussein/ LinkedIn: https://www.linkedin.com/in/afzalhussein Twitter: https://twitter.com/Afzal_Hussein_ Know any talented millennials? Send them here: https://www.T100.co.uk Music: https://goo.gl/qN1M5t #GoldmanSachs #InvestmentBanking #Finance #University #Careers
Views: 11032 Afzal Hussein
Investment Banking: Industry Overview and Careers in Investment Banking
 
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Investment banks are notorious for their highly competitive working environment and long working hours for junior employees. Nevertheless, they continue to be seen as one of the prime destinations for talented Business and Finance graduates, given the excitement of working on large deals and the high pay scale that comes with this job. Investment banking operations tend to be more sophisticated than traditional “deposit taking, credit giving” retail banking services. Investment banks work closely with corporate clients, pension funds, financial sponsors and governments to structure and execute some of the largest transactions that we see in the news. On Facebook: https://www.facebook.com/365careers/ On the web: http://www.365careers.com/ On Twitter: https://twitter.com/365careers Subscribe to our channel: https://www.youtube.com/365careers
Views: 93240 365 Careers
What is WEALTH MANAGEMENT? What does WEALTH MANAGEMENT mean? WEALTH MANAGEMENT meaning
 
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✪✪✪✪✪ WORK FROM HOME! Looking for WORKERS for simple Internet data entry JOBS. $15-20 per hour. SIGN UP here - http://jobs.theaudiopedia.com ✪✪✪✪✪ ✪✪✪✪✪ The Audiopedia Android application, INSTALL NOW - https://play.google.com/store/apps/details?id=com.wTheAudiopedia_8069473 ✪✪✪✪✪ What is WEALTH MANAGEMENT? What does WEALTH MANAGEMENT mean? WEALTH MANAGEMENT meaning - WEALTH MANAGEMENT definition - WEALTH MANAGEMENT explanation. Source: Wikipedia.org article, adapted under https://creativecommons.org/licenses/by-sa/3.0/ license. Wealth management as an investment-advisory discipline which incorporates financial planning, investment portfolio management and a number of aggregated financial services. High-net-worth individuals (HNWIs), small-business owners and families who desire the assistance of a credentialed financial advisory specialist call upon wealth managers to coordinate retail banking, estate planning, legal resources, tax professionals and investment management. Wealth managers can have backgrounds as independent Chartered Financial Consultants, Certified Financial Planners or Chartered Financial Analysts (in the United States), Chartered Strategic Wealth Professionals (in Canada), Chartered Financial Planners (in the UK), or any credentialed (such as MBA) professional money managers who work to enhance the income, growth and tax-favored treatment of long-term investors. Private wealth management is delivered to high-net-worth investors. Generally this includes advice on the use of various estate planning vehicles, business-succession or stock-option planning, and the occasional use of hedging derivatives for large blocks of stock. Traditionally, the wealthiest retail clients of investment firms demanded a greater level of service, product offering and sales personnel than that received by average clients. With an increase in the number of affluent investors in recent years, there has been an increasing demand for sophisticated financial solutions and expertise throughout the world. The CFA Institute curriculum on private-wealth management indicates that two primary factors distinguish the issues facing individual investors from those facing institutions: 1. Time horizons differ. Individuals face a finite life as compared to the theoretically/potentially infinite life of institutions. This fact requires strategies for transferring assets at the end of an individual's life. These transfers are subject to laws and regulations that vary by locality and therefore the strategies available to address this situation vary. This is commonly known as accumulation and decumulation. 2. Individuals are more likely to face a variety of taxes on investment returns that vary by locality. Portfolio investment techniques that provide individuals with after tax returns that meet their objectives must address such taxes. The term "wealth management" occurs at least as early as 1933. It came into more general use in the elite retail (or "Private Client") divisions of firms such as Goldman Sachs or Morgan Stanley (before the Dean Witter Reynolds merger of 1997), to distinguish those divisions' services from mass-market offerings, but has since spread throughout the financial-services industry. Family offices that had formerly served just one family opened their doors to other families, and the term Multi-family office was coined. Accounting firms and investment advisory boutiques created multi-family offices as well. Certain larger firms (UBS, Morgan Stanley and Merrill Lynch) have "tiered" their platforms – with separate branch systems and advisor-training programs, distinguishing "Private Wealth Management" from "Wealth Management", with the latter term denoting the same type of services but with a lower degree of customization and delivered to mass affluent clients. At Morgan Stanley, the "Private Wealth Management" retail division focuses on serving clients with greater than $20 million in investment assets while "Global Wealth Management" focuses on accounts smaller than $10 million. In the late 1980s, private banks and brokerage firms began to offer seminars and client events designed to showcase the expertise and capabilities of the sponsoring firm. Within a few years a new business model emerged – Family Office Exchange in 1990, the Institute for Private Investors in 1991, and CCC Alliance in 1995. These companies aimed to offer an online community as well as a network of peers for ultra high-net-worth individuals and their families. These entities have grown since the 1990s, with total IT spending (for example) by the global wealth management industry predicted to reach $35bn by 2016, including heavy investment in digital channels.
Views: 13227 The Audiopedia
Investment Banking Interview Preparation
 
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This is an overview of what to expect in a first round investment banking interview.
Views: 172744 Paul Pignataro
Front-Office Risk Analyst (Société Générale)
 
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Market Risk Management (Analyst) : MRMA has overall responsibility for independently measuring, monitoring, analyzing, and reporting market risks associated with Goldman Sachs' Broker-Dealer and Investment Management ("IMD") Divisions. For hedge funds, MRA calculates Value at Risk; volatility; marginal contribution to risk by asset class; and "severe loss" scenarios. The risk models used are the same as those used for managing the risk of the Firm's broker dealer trading businesses. For mutual funds, MRA calculates a number of stress tests and analyzes active weights in a portfolio compared to those in the relevant benchmark. Particular focus is given to concentrations and liquidity in relation to the market. MRA is also responsible for regulatory market risk reporting for mutual funds, depending on their domicile. Responsibilities: • Daily/weekly monitoring of the risks associated with both hedge funds and mutual funds, across equity and fixed income strategies. • Develop, implement, and enhance stress tests, scenario analyses, and risk decompositions. • Build and maintain relationships with businesses, providing regular updates on changes in risk metrics and stress tests to senior IMD Management. Basic Qualifications • Bachelors Degree in a relevant discipline • Minimum one year of experience Preferred Qualifications • Strong written and verbal communication skills -- able to work with a wide range of constituents (i.e. from Portfolio Managers to Controllers to Technology) • Proven record of strong internal performance • Detail Oriented with a strong control mentality • Acute and pro-active interest of what is happening in financial markets on a day-to-day basis • Highly motivated and assertive with a "can-do" attitude We want to build the next generation models that would make the world economy better off.
Views: 58534 QUANT GEN
Legal & General: Investing in a sustainable future world
 
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Our size and influence means we can make a real difference towards the UN achieving their 17 sustainable development goals. We invest in most of the biggest public companies in the developed world, influencing the behaviour of those companies to act responsibly. Our investments benefit people right across society, creating jobs, stimulating economic growth and reducing financial inequality. Taking action on climate change is a priority. We challenge the companies we invest in to take carbon reduction seriously, setting ourselves stretching carbon reduction goals. We’re proud that sustainability is an important to us. We want to change the attitudes of our industry, influence governments and inspire others to invest sustainably. Find out more here: www.reuters.com/17-goals
Views: 21007 The Business Debate
Investment Banking Areas Explained: Advisory Services
 
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The next type of investment banking services we will examine are advisory services, comprising assistance in transactions, like mergers and acquisitions (known as M&A) and debt restructurings. As we already said, M&A stands for Mergers and Acquisitions. In every M&A process, there are at least two parties. One of the companies is called the Buyer or the Buying company, and the other one is called the Target, which is the firm acquired. The Buyer company can offer a compensation to the Target company’s shareholders in several ways. They can offer a cash compensation, a stock package of the new entity, or a combination of both. The technical name of the amount paid is called “consideration.” There are several reasons M&A deals play an important role in a company’s life. Top managers understand that, sometimes, it is cheaper to acquire something that has been already created, rather than trying to generate it internally. In addition, businesses are so complimentary that their combination can unlock a great deal of savings, efficiencies, and opportunities. We will focus on these aspects in the chapter dedicated to the mechanics of M&A services. Why do companies need help when acquiring other companies? Investment bankers are ideally positioned to provide valuable M&A insights to their clients, as they know their business and the industry in which they operate. Sometimes, an investment bank advises several firms from an industry and can gain perspective through multiple points of view. Besides M&A, many investment banks engage in restructuring services. These services are necessary when a firm cannot service its debt and is in danger of going bankrupt. I’m sure you can imagine how tough it is to work on these transactions and assist companies in deep trouble. What leads to the distress of a company? Why would a company borrow money it can’t repay? Well, the simple answer is that things change, and sometimes, unforeseen circumstances can materialize. On Facebook: https://www.facebook.com/365careers/ On the web: http://www.365careers.com/ On Twitter: https://twitter.com/365careers Subscribe to our channel: https://www.youtube.com/365careers
Views: 37262 365 Careers
How to Calculate ROI (Return on Investment)
 
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This video shows how to calculate ROI. ROI, which stands for Return on Investment, is calculated by dividing income (profit) by the amount of capital invested. Thus, if a department of a large firm had income of $10 million and used $50 of capital, the ROI of the department would be 20%. ROI is a frequently used measure of profitability. If two divisions of a firm have a similar level of profit but one of the divisions uses a lot more capital to achieve the profit, the ROI will show that the division achieving the same profit with less capital is making better use of its resources. Edspira is your source for business and financial education. To view the entire video library for free, visit http://www.Edspira.com To like Edspira on Facebook, visit https://www.facebook.com/Edspira To sign up for the newsletter, visit http://Edspira.com/register-for-newsletter Edspira is the creation of Michael McLaughlin, who went from teenage homelessness to a PhD. The goal of Michael's life is to increase access to education so all people can achieve their dreams. To learn more about Michael's story, visit http://www.MichaelMcLaughlin.com To follow Michael on Twitter, visit https://twitter.com/Prof_McLaughlin To follow Michael on Facebook, visit https://www.facebook.com/Prof.Michael.McLaughlin
Views: 2437 Edspira
Securities Careers at Goldman Sachs
 
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The Securities Division enables our clients to buy and sell financial products, raise funding and manage risk. We make markets and facilitate client transactions in fixed income, equity, currency and commodity products. In addition, we make markets in and clear client transactions on major stock, options and futures exchanges worldwide. Learn more: http://link.gs.com/s6to
Views: 58717 Goldman Sachs
Legal and General Investment Management named most innovative asset manager
 
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John Roe and Chris DeMarco explain what set LGIM apart from the competition and helped them bag the gong at Engaged Investor's Trustee Awards 2013
Views: 1827 PensionsInsight
Legal & General - Should You Invest?
 
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Welcome back to The Stock Report, In today's video, we will be taking a look at the financial insurance giant, Legal & General. L&G offer lots of outstanding services including, wealth management and insurance products. Are they worth the investment? Lets find out! I started this channel because I love to discuss all things related to the stock market. I'm sure many of you are like me and are interested in learning the ins and outs of many different companies, how they operate, and what direction they are headed in... But most importantly, we all want to know if there is a profit to be made on a company's stock! I'm here to help you decide if they're worth investing in by laying out the facts in a simple, yet creative way.
Views: 182 The Stock Report
Our Securities Division: Bringing Buyers & Sellers Together
 
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Learn how securities can help companies find the capital they need to grow. The Securities Division enables our clients to buy and sell financial products, raise funding and manage risk. We make markets and facilitate client transactions in fixed income, equity, currency and commodity products. In addition, we make markets in and clear client transactions on major stock, options and futures exchanges worldwide.
Views: 10425 Goldman Sachs
Internships at Morgan Stanley
 
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This video explores how an internship at an investment bank can help you find the types of work you're most suited to, give you access to senior bankers, and give you the opportunity to find out what working in an investment bank is like first hand. We also provide essential advice for potential applicants from both senior and junior bankers. Visit The Gateway's investment banking page for more advice on how to succeed in this industry: http://thegatewayonline.com/investment-banking
Views: 65055 The Gateway
Newly Qualified ACA: What's Next? [Webinar]
 
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It's coming up to that time of the year where a number of you will have recently taken your final exams and will be waiting to find out your results, with the hope of becoming a full ACA member within the next month or so. So what's next? On Monday, 28th July at 7:00pm BST five top Morgan McKinley recruiters from our Core Finance, Internal Audit, Audit into Practice, Qualified Accounting & Finance and Investment Management divisions held a 45 minute ACA Newly-Qualified webinar consisting of a career advice and career options followed by a Q&A session. What are your career options now you're ACA qualified? What can a career in Public Practice, Commerce and Industry, Investment Management or Banking offer? What are the career paths in each of these areas? What do you need to know to secure a job in any of these specialisms? Whether you're qualified, due to qualify within the next year or currently working towards another accounting qualification, this is not one to miss!
Views: 2687 MorganMcKinley
Why We Give—Andrew Kaiser
 
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Andrew Kaiser is a Partner and Managing Director of Goldman Sachs and is the Chief Operating Officer of Goldman Sachs Bank. Andy joined Goldman Sachs in 1986 and has held increasing management responsibilities during his career across the firm's Fixed Income, Investment Banking and Investment Management Divisions. Andy started Goldman Sachs' Private Bank and, among other businesses, has current oversight of the firm's Urban Investment Group, which makes loans and investments to support public welfare projects in low-to-moderate income communities. A 1983 graduate of Stanford University, Andy is an Advisory Board Member of the Claremont McKenna College Robert Day School of Economics and Finance, in addition to serving as the current chair of NatureServe's board of directors.
Views: 931 NatureServe
Investment Bank Morgan Stanley Moving in Right Direction: Cramer and Link
 
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TheStreet's director of research Stephanie Link tells Jim Cramer she sees some encouraging things in an otherwise 'sloppy' quarterly report from Morgan Stanley Tuesday. In particular, Link says she likes their global wealth management and asset management divisions which were overshadowed by higher legal costs and the sharp drop in fixed income and commodities trading. Cramer says investors should look at Morgan Stanley as a company in transition. He says it's important to note that they're not trying to grow the fixed income and commodities unit. At the same time, he likes that the company is putting efforts toward growing the wealth management division of the business. Subscribe to TheStreetTV on YouTube: http://t.st/TheStreetTV For more content from TheStreet visit: http://thestreet.com Check out all our videos: http://youtube.com/user/TheStreetTV Follow TheStreet on Twitter: http://twitter.com/thestreet Like TheStreet on Facebook: http://facebook.com/TheStreet Follow TheStreet on LinkedIn: http://linkedin.com/company/theStreet Follow TheStreet on Google+: http://plus.google.com/+TheStreet
Cleary Gull - About Us
 
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Cleary Gull is a privately held and employee-owned company. We operate three divisions -- Investment Banking, Wealth Management and Institutional Advisory.
Views: 346 Cleary Gull
What is in investment banking?
 
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In this video we explore the roles of the key departments in an investment bank, and hear how they work together to service their clients. We speak to senior bankers in Investment Banking, Global Capital Markets, Sales & Trading, Equity Research, Operations and Technology. Visit The Gateway's investment banking page for more advice on how to succeed in this industry: http://thegatewayonline.com/investment-banking
Views: 46542 The Gateway
Disrupting insurance: inside Aviva's 'digital garage'
 
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Site visit: The life insurer's management team explain what its "digital-first" strategy means for the business, and how it is dealing with challenges in its UK life and fund management divisions
Views: 4005 Investors Chronicle
Investment Operations Specialty
 
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Our Investment Operations curriculum, developed in collaboration with industry partners, provides students with foundational training prior to their internships.
Views: 181 Year Up
Southridge Capital Management
 
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Southridge Capital Management is a diversified financial holding company. www.southridgecapitalstephenhicks.org Southridge LLC subsidiary companies provide a wide range of products and services, including investment management, merchant banking, and investment banking. Southridge Capital Management offerings are delivered through two primary divisions...Fund Management and Financial Services
Views: 102 Southridge10001
Leonteq´s Business Model - Upgrade to the Swiss Investment Engine
 
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Leonteq is an independent technology and service provider for investment solutions, headquartered in Zurich, Switzerland. We operate three major business divisions: Structured Solutions, Pension Solutions, and Leonteq Partners & Platform Development. Leonteq is vertically integrated and is a leading B-2-B partner for digitisation solutions. We cover the entire value chain of structured investment products from structuring to pricing, documentation, issuance, listing, settlement, risk management, market-making, life-cycle management and distribution. https://www.leonteq.com Leonteq´s Business Model - Upgrade to the Swiss Investment Engine https://youtu.be/HrPCa5bBf3g
Views: 3020 Leonteq Securities AG
YOU HAVE BEEN USURPED - Lazaro Drops Bombs
 
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#Administrative procedures act / #CRIS “AKA #Court #Registry #Investment System” was creates by members of the American BAR Association (#Politicians, #Lobbyist, #Judges and /or #Lawyers); to defraud we the people for the financial investment through #corporations and / or their “401K” again your #Children, #monies, #Land, #water and #minerals. 28 U.S. Code § 2045 - Investment of court registry funds https://www.law.cornell.edu/uscode/text/28/2045 #SEC Investment Advisers This file contains information about #investmentadvisers who are registered with the SEC or who are filing reports as Exempt Reporting Advisers with the SEC and is available for download in XML format. SEC Investment Adviser Report Report as of: February 18, 2019 Approximate file size: 37 MB If you are interested in spreadsheet reports containing some, but not all, of the information filed on Form ADV by currently registered or reporting SEC-registered advisers and SEC exempt reporting advisers please visit https://www.sec.gov/foia/docs/invafoia.htm. State Investment Advisers IAPD - Investment Adviser Data https://adviserinfo.sec.gov/IAPD/InvestmentAdviserData.aspx Regulation of Investment Advisers by the U.S. #Securities and #Exchange #Commission March 2013 Staff of the Investment Adviser Regulation Office Division of #InvestmentManagement U.S. Securities and Exchange Commission https://www.sec.gov/about/offices/oia/oia_investman/rplaze-042012.pdf The Securities and Exchange Commission (the "#Commission" or "SEC") regulates investment advisers, primarily under the Investment Advisers Act of 1940 (the "Advisers Act"), and the rules adopted under that statute (the "rules"). One of the central elements of the regulatory program is the requirement that a person or firm meeting the definition of "investment adviser" under the Advisers Act register with the Commission, unless exempt or prohibited from registration. Sources of Regulation The primary sources of federal investment adviser regulation are the Advisers Act, 15 U.S.C. 80b-1 et seq., and the rules thereunder, Title 17, Part 275 of the Code of Federal Regulations. In addition, the Commission and its Division of Investment Management (the "Division") provide interpretive guidance in: instructions to forms under the Advisers Act, "no-action letters," "interpretative letters," and "releases," all of which are publicly available. To request copies of the Advisers Act, rules, forms, no-action and interpretative letters, or releases, refer to the instructions at the end of this document under "Requesting Copies of the Advisers Act, Rules, Forms, Letters, and Releases." The copies of the Advisers Act, rules, and forms are current as of August 31, 1998. Although state-registered advisers are governed primarily by state law, several provisions of the Advisers Act and Commission rules apply to such advisers. For more information on the provisions of federal law that apply to state-registered advisers, refer to the discussion below under "State-Registered Advisers." Who Is Required To Register? https://www.sec.gov/divisions/investment/iaregulation/memoia.htm I didn’t plan on writing a PART 5 but given the global movement in play to collapse the fiat financial dominance historically created and controlled by the Vatican; European Royal and Elite plus the retaliatory efforts by the United States Corporation to recoup their control of America; I felt a need to point out the flaws in their CORPORATE PROCESS. You probably identify with this CORPORATE PROCESS as LEGAL PROCESS but it really isn’t about what is legal or lawful because all process is about the enforcement of CONTRACTS or the imposition and enforcement of CORPORATE REGULATIONS called STATUTES. The best advice you will ever receive is to: AVOID THEIR COURTS WHENEVER POSSIBLE. There is NO justice to be found in those Courts unless you are a member of the Vatican; the Royal or Elite, or have purchased Diplomatic Immunity! https://anticorruptionsociety.files.wordpress.com/2013/09/the-great-american-adventure-part-5-the-legal-process.pdf May God bless our Republic
Views: 273 North Idaho Exposed
Lessons from the World of Banking: Barbara Byrne, Vice Chairman of Investment Banking at Barclays.
 
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The Darden Leadership Speaker Series welcomes Barbara Byrne, a Vice Chairman within the Investment Bank at Barclays. Based in New York, Ms. Byrne is Chairman of both Barclays Americas Citizenship Council, overseeing strategic programs to foster global economic growth and opportunity, and Barclays Social Innovation Facility, a cross-business resource dedicated to the development of self-sustaining commercial solutions to social challenges. With over 35 years of financial services experience, Ms. Byrne has been at the forefront of developing and leading longstanding partnerships with some of Barclays’ most important multinational, corporate clients. She is responsible for leading cross business teams in delivering the firm’s products and services to those clients, and is the primary architect of several of the firm’s marquee transactions. She has held senior management positions in Energy and Technology Banking groups throughout her career, and has led diverse strategic advisory initiatives across the firm focused on enhancing clients' global market position. Additionally, Ms. Byrne graduated from Mount Holyoke College magna cum laude in 1976 and served on its Board of Trustees and Executive Committee for ten years. Ms. Byrne is a frequent speaker on behalf of women in business, social innovation, finance and leadership. She has been invited to attend Fortune’s Most Powerful Women’s Summit for over 10 years. In each of the past seven years, American Banker has ranked her as one of the “25 Most Powerful Women in Finance.” In 2016, she debuted as a co-producer of Equity, the first female-driven Wall Street film. Additionally, she is a member of The Council on Foreign Relations and The Women’s Forum for the Economy and Society. Ms. Byrne also serves on the New York City Board of the British-American Business Council. Ms. Byrne also acts as a frequent spokesperson on financial market commentary for news organizations such as Fortune, Forbes, Bloomberg, Reuters and CNBC. Recorded 27 March 2017.
Views: 3878 DardenMBA
What Is the Securities & Exchange Commission? Is It Effective? U.S. Finance
 
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Within the SEC, there are five divisions. Headquartered in Washington, D.C., the SEC has 11 regional offices throughout the US. The SEC's divisions are:[10] Corporation Finance Trading and Markets Investment Management Enforcement Economic and Risk Analysis Corporation Finance is the division that oversees the disclosure made by public companies, as well as the registration of transactions, such as mergers, made by companies. The division is also responsible for operating EDGAR. The Trading and Markets division oversees self-regulatory organizations such as the Financial Industry Regulatory Authority (FINRA) and Municipal Securities Rulemaking Board (MSRB) and all broker-dealer firms and investment houses. This division also interprets proposed changes to regulations and monitors operations of the industry. In practice, the SEC delegates most of its enforcement and rulemaking authority to FINRA. In fact, all trading firms not regulated by other SROs must register as a member of FINRA. Individuals trading securities must pass exams administered by FINRA to become registered representatives.[11][12] The Investment Management Division oversees registered investment companies, which include mutual funds, as well as registered investment advisors. These entities are subject to extensive regulation under various federals securities laws.[13] The Division of Investment Management administers various federal securities laws, in particular the Investment Company Act of 1940 and Investment Advisers Act of 1940. This division's responsibilities include:[14] assisting the Commission in interpreting laws and regulations for the public and SEC inspection and enforcement staff; responding to no-action requests and requests for exemptive relief; reviewing investment company and investment adviser filings; assisting the Commission in enforcement matters involving investment companies and advisers; and advising the Commission on adapting SEC rules to new circumstances. The Enforcement Division works with the other three divisions, and other Commission offices, to investigate violations of the securities laws and regulations and to bring actions against alleged violators. The SEC generally conducts investigations in private. The SEC's staff may seek voluntary production of documents and testimony, or may seek a formal order of investigation from the SEC, which allows the staff to compel the production of documents and witness testimony. The SEC can bring a civil action in a U.S. District Court, or an administrative proceeding which is heard by an independent administrative law judge (ALJ). The SEC does not have criminal authority, but may refer matters to state and federal prosecutors. The director of the SEC's Enforcement Division Robert Khuzami left the office in February 2013.[15] Among the SEC's offices are: The Office of General Counsel, which acts as the agency's "lawyer" before federal appellate courts and provides legal advice to the Commission and other SEC divisions and offices; The Office of the Chief Accountant, which establishes and enforces accounting and auditing policies set by the SEC. This office has played a role in such areas as working with the Financial Accounting Standards Board to develop Generally Accepted Accounting Principles, the Public Company Accounting Oversight Board in developing audit requirements, and the International Accounting Standards Board in advancing the development of International Financial Reporting Standards; The Office of Compliance, Inspections and Examinations, which inspects broker-dealers, stock exchanges, credit rating agencies, registered investment companies, including both closed-end and open-end (mutual funds) investment companies, money funds. and Registered Investment Advisors; The Office of International Affairs, which represents the SEC abroad and which negotiates international enforcement information-sharing agreements, develops the SEC's international regulatory policies in areas such as mutual recognition, and helps develop international regulatory standards through organizations such as the International Organization of Securities Commissions and the Financial Stability Forum; The Office of Investor Education and Advocacy, which helps educate the public about securities markets and warns investors of fraud and stock market scams; The Office of Economic Analysis, which helps the SEC estimate the economic costs and benefits of its various rules and regulations; and The Office of Information Technology, which supports the Commission and staff in information technology, including application development, infrastructure operations. and engineering, user support, IT program management, capital planning, security, and enterprise architecture. The Inspector General. The SEC announced in January 2013 that it had named Carl Hoecker the new inspector general.[16][17] He has a staff of 22. https://en.wikipedia.org/wiki/U.S._Securities_and_Exchange_Commission
Views: 6138 Way Back
Scaramucci Translates for Trump on Trade
 
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Anthony Scaramucci (/skærəˈmuːtʃi/ skarr-ə-MOO-chee; born January 6, 1964) is an American financier, entrepreneur, and political figure. Scaramucci worked at Goldman Sachs' investment banking, equities, and private wealth management divisions between 1989 and 1996. After leaving Goldman Sachs, he founded Oscar Capital Management, and in 2005, he founded the investment firm SkyBridge Capital. On July 21, 2017, Scaramucci was appointed White House Communications Director. He began work on July 25, although he had not yet been sworn in. Days into the job, Scaramucci provoked controversy after an expletive-laden interview with The New Yorker's Ryan Lizza, in which he made obscene and strongly derogatory statements about several members of the Trump administration. Ten days after the announcement of his appointment, he was fired by President Donald Trump, on the recommendation of the new White House Chief of Staff, General John F. Kelly. Scaramucci was born into an Italian-American, Roman Catholic family on January 6, 1964, in Port Washington[1] on Long Island, New York. His grandfather, Alessandro Scaramucci, emigrated from Gualdo Tadino, Umbria.[2] Scaramucci is the son of Marie DeFeo Scaramucci and Alexander Scaramucci, who was a construction worker, and had a middle-class upbringing on Long Island.[1] He has an older brother, David, and a sister, Susan.[3][4] He graduated in 1982 from Paul D. Schreiber Senior High School in Port Washington,[5] where he served as student council president.[6] He earned a B.A. in economics at Tufts University and a J.D. at Harvard Law School.[7] Scaramucci credits his time and education at Harvard Law School as a springboard for his career in finance.[8] Scaramucci has never practiced law.[9][10] After graduating from law school, Scaramucci began his career at Goldman Sachs in 1989, in the Investment Banking division. A year later he was fired, then rehired two months later in the Equities division. Later, he worked in Private Wealth Management. He left Goldman in 1996 to start a new hedge fund. Scaramucci left Goldman in 1996 to launch Oscar Capital Management with his colleague Andrew Boszhardt.[13] In 2001, Oscar Capital was sold to Neuberger Berman, and upon Neuberger Berman's sale to Lehman Brothers in 2003, Scaramucci served as a managing director in the firm's Investment Management division. In 2005, Scaramucci founded SkyBridge Capital, a global alternative investment firm.[15] Scaramucci was the chairman of the SkyBridge Alternatives "SALT" Conference, launched in 2009 and held in Las Vegas every spring.[16] In 2011, Scaramucci received the Ernst & Young Entrepreneur of the Year Award New York Award in the Financial Services category,[17] and in 2016 was ranked #85 in Worth magazine's "Power 100: The 100 Most Powerful People in Global Finance".[18] In May 2014, SkyBridge licensed the rights to Wall Street Week, a financial television news program formerly hosted by Louis Rukeyser on PBS. Scaramucci hosted the show. Broadcast rights were transferred to Fox Broadcasting Company in 2016.[19] On January 17, 2017, SkyBridge announced a majority stake sale to RON Transatlantic EG and HNA Capital (U.S.) Holding, a Chinese conglomerate with close ties to China's Communist Party. With the announcement, Scaramucci stepped down from his co-management role and ended his affiliation with SkyBridge and SALT. https://en.wikipedia.org/wiki/Anthony_Scaramucci
Views: 363 The Film Archives
Anthony Scaramucci | Full Q&A at The Oxford Union
 
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SUBSCRIBE for more speakers ► http://is.gd/OxfordUnion Oxford Union on Facebook: https://www.facebook.com/theoxfordunion Oxford Union on Twitter: @OxfordUnion Website: http://www.oxford-union.org/ Anthony Scaramucci, also known as "The Mooch", is an American financier and political figure. Scaramucci worked at Goldman Sachs' investment banking, equities, and private wealth management divisions between 1989 and 1996. After leaving Goldman Sachs, he founded Oscar Capital Management, and in 2005, he founded the investment firm SkyBridge Capital. On July 21, 2017, Scaramucci was appointed White House Communications Director. He began work on July 25, although he had not yet been sworn in. Days into the job, Scaramucci provoked controversy after an expletive-laden interview with The New Yorker's Ryan Lizza, in which he made obscene and strongly derogatory statements about several members of the Trump administration. Ten days after the announcement of his appointment, he was fired by President Donald Trump, on the recommendation of the new White House Chief of Staff, General John F. Kelly. ABOUT THE OXFORD UNION SOCIETY: The Oxford Union is the world's most prestigious debating society, with an unparalleled reputation for bringing international guests and speakers to Oxford. Since 1823, the Union has been promoting debate and discussion not just in Oxford University, but across the globe.
Views: 186943 OxfordUnion
023: Portfolio manager Michael Himmel talks AI and machine learning in trading.
 
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Michael Himmel is a Founding Partner, Portfolio Manager and Director of AI Research for Essex Asset Management. He has been actively trading and designing systems since the 1980s, managing the No.1 Global Macro Hedge fund in the world in 1999. He now uses large doses of AI and Machine Learning in his current practice. In this week’s episode we discuss Artificial Intelligence, the challenges and applications of AI in trading, criticisms of Machine Learning, event studies and the importance of selecting datasets. He also shares insights from starting out as a runner for some of the biggest players in the 1980s, to managing the no. 1 global macro hedge fund in 1999 to using AI in his practise today. Even if you’re not into AI and machine learning, the stories and insights Michael shares are invaluable. Topics discussed - Lessons from running orders for some of the big players in the 1980s - Transitioning from discretionary to systematic trading - The challenges of applying Artificial Intelligence (AI) and Machine Learning in the 1990s - How changes in technology have made AI in trading available to almost every body - How Hedge Fund Lambeth Capital achieved a 260% return in 1999 - The impact September 2001 events had on hedge fund operations - The applications of AI in non-finance industries - The three divisions of AI - The relationship between machine learning and AI - Trading applications of AI - How to decide which datasets should be used to avoid data mining - Addressing the criticisms of machine learning - The challenges of using AI for longer timeframes and is it the right tool for the job? - Event studies in trading - The future of trading -uploaded in HD at http://www.TunesToTube.com
Views: 1872 Better System Trader
Wealth Management: Definition, Meaning, Explanation
 
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Wealth Management as an investment-advisory discipline which incorporates financial planning, investment portfolio management and a number of aggregated financial services. High-net-worth individuals (HNWIs), small-business owners and families who desire the assistance of a credentialed financial advisory specialist call upon wealth managers to coordinate retail banking, estate planning, legal resources, tax professionals and investment management. Wealth managers can have backgrounds as independent Chartered Financial Consultants, Certified Financial Planners or Chartered Financial Analysts (in the United States), Chartered Strategic Wealth Professionals (in Canada), Chartered Financial Planners (in the UK), or any credentialed (such as MBA) professional money managers who work to enhance the income, growth and tax-favored treatment of long-term investors. Private wealth management is delivered to high-net-worth investors. Generally this includes advice on the use of various estate planning vehicles, business-succession or stock-option planning, and the occasional use of hedging derivatives for large blocks of stock. Traditionally, the wealthiest retail clients of investment firms demanded a greater level of service, product offering and sales personnel than that received by average clients. With an increase in the number of affluent investors in recent years, there has been an increasing demand for sophisticated financial solutions and expertise throughout the world. The CFA Institute curriculum on private-wealth management indicates that two primary factors distinguish the issues facing individual investors from those facing institutions: 1. Time horizons differ. Individuals face a finite life as compared to the theoretically/potentially infinite life of institutions. This fact requires strategies for transferring assets at the end of an individual's life. These transfers are subject to laws and regulations that vary by locality and therefore the strategies available to address this situation vary. This is commonly known as accumulation and decumulation. 2. Individuals are more likely to face a variety of taxes on investment returns that vary by locality. Portfolio investment techniques that provide individuals with after tax returns that meet their objectives must address such taxes. The term "wealth management" occurs at least as early as 1933. It came into more general use in the elite retail (or "Private Client") divisions of firms such as Goldman Sachs or Morgan Stanley (before the Dean Witter Reynolds merger of 1997), to distinguish those divisions' services from mass-market offerings, but has since spread throughout the financial-services industry. Family offices that had formerly served just one family opened their doors to other families, and the term Multi-family office was coined. Accounting firms and investment advisory boutiques created multi-family offices as well. Certain larger firms (UBS, Morgan Stanley and Merrill Lynch) have "tiered" their platforms – with separate branch systems and advisor-training programs, distinguishing "Private Wealth Management" from "Wealth Management", with the latter term denoting the same type of services but with a lower degree of customization and delivered to mass affluent clients. At Morgan Stanley, the "Private Wealth Management" retail division focuses on serving clients with greater than $20 million in investment assets while "Global Wealth Management" focuses on accounts smaller than $10 million. In the late 1980s, private banks and brokerage firms began to offer seminars and client events designed to showcase the expertise and capabilities of the sponsoring firm. Within a few years a new business model emerged – Family Office Exchange in 1990, the Institute for Private Investors in 1991, and CCC Alliance in 1995. These companies aimed to offer an online community as well as a network of peers for ultra high-net-worth individuals and their families. These entities have grown since the 1990s, with total IT spending (for example) by the global wealth management industry predicted to reach $35bn by 2016, including heavy investment in digital channels. Thank you for watching this video - please Share it. Leave a Comment and... Subscribe to my channel https://www.youtube.com/channel/UCxZrBLTkhPCKyx8DIt6OnYQ?sub_confirmation=1
Views: 19 Video Tutorials
BlackWall’s net tangible assets grown 31% since listing in 2012
 
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Stuart Brown, chief executive officer of Blackwall Ltd (ASX:BWF), spoke to Proactive Investors at the ASX Small and Mid-Cap Conference in Sydney. BlackWall has three discrete business divisions, BlackWall Asset Management, WOTSO WorkSpace and the entity's investments. WOTSO leases desk space to professionals in Australia, Singapore and Malaysia while BlackWall Asset Management focuses on managing real-estate investment structures. The asset management company reported a $26.14 million consolidated revenue for the 2017-18 financial year, with $14.4 million in expenses and an EBITDA of $11.75 million.
Private banks assist Asian clients shop for foreign property
 
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As more wealthy Asians seek to buy property overseas as an investment or short-term residence, their private bankers are only too happy to help, according to a recent article in the New York Times. Indeed, the wealth management divisions of banks are reporting a brisk business in setting up short-term revolving loans for property purchases. The term is usually five years, renewable annually after that, and the interest rate is set individually in accordance with the borrower's credit profile. Given the low interest rates in the region, it makes sense for clients to borrow against property and use the cash for investments to generate higher returns. Another goal is to take advantage of low interest rates on loans, and to borrow in Asian currencies that have appreciated smartly in recent years against Western ones like the U.S. dollar and the British pound. According to a survey published this year by the real estate agency Cluttons and the consulting firm VPC Asia Pacific, about 57 percent of wealthy investors named London as their top target market for property purchases. Investors surveyed in Kuala Lumpur and Singapore identified the central London residential market as their primary target for offshore investments, while wealthy investors in Bangkok ranked London behind Rangoon, Burma, and wealthy Indonesians placed London in third position, after Singapore and Australia.
Views: 58822 estatestv
Introduction to Types of Capital- AUTHORIZED, ISSUED, SUBSCRIBED, CALLEDUP, PAIDUP & RESERVE CAP
 
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The best video on AUTHORIZED CAPITAL , ISSUED CAPITAL, SUBSCRIBED CAPITAL, CALLED UP CAPITAL, PAID UP CAPITAL, AND RESERVE CAPITAL bY SUDHIR SACHDEVA
Views: 109381 SUDHIR SACHDEVA
First financial and risk-management steps for any career path in dentistry
 
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For a recent graduate or a D3 that is starting to look ahead, life is starting to get even more real. On your horizon are some daunting but exciting next steps in life: graduating from dental school, finding a job, moving to a new city and adjusting to life in a world outside of academia. What’s often overlooked in the rush are the first steps you need to take to ensure you’re protected from professional and personal risks that could derail all your success to this point. This webinar will give you a strong, fundamental understanding of the important decisions in front of you, regardless of what your first career decision may be. Treloar & Heisel, Treloar & Heisel Wealth Management, and Treloar & Heisel Risk Management are all divisions of Treloar & Heisel, Inc. Investment advisory services offered through WCG Wealth Advisors, a Registered Investment Advisor, doing business as Treloar & Heisel Wealth Management. Insurance products offered separately through Treloar & Heisel, and Treloar & Heisel Risk Management. Treloar & Heisel Wealth Management does not provide tax advice. Past Performance is not indicative of future results. Therefore, no current or prospective client should assume that future performance of any specific investment or investment strategy will be profitable or equal the corresponding indicated performance levels. The charts and graphs contained herein should not serve as the sole determining factor for making investment decisions. To the extent that you have any questions regarding the applicability of any specific issue discussed to your individual situation, you are encouraged to consult with Treloar & Heisel Wealth Management. All information, including that used to compile charts, is obtained from sources believed to be reliable, but Treloar & Heisel Wealth Management does not guarantee its reliability.
Views: 89 asdanet
Does the SEC Regulate Banks, All Insurance Companies, Mutual Funds? FY2015 Budget (2014)
 
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Within the SEC, there are five divisions. Headquartered in Washington, D.C., the SEC has 11 regional offices throughout the US. The SEC's divisions are:[10] Corporation Finance Trading and Markets Investment Management Enforcement Economic and Risk Analysis Corporation Finance is the division that oversees the disclosure made by public companies, as well as the registration of transactions, such as mergers, made by companies. The division is also responsible for operating EDGAR. The Trading and Markets division oversees self-regulatory organizations such as the Financial Industry Regulatory Authority (FINRA) and Municipal Securities Rulemaking Board (MSRB) and all broker-dealer firms and investment houses. This division also interprets proposed changes to regulations and monitors operations of the industry. In practice, the SEC delegates most of its enforcement and rulemaking authority to FINRA. In fact, all trading firms not regulated by other SROs must register as a member of FINRA. Individuals trading securities must pass exams administered by FINRA to become registered representatives.[11][12] The Investment Management Division oversees registered investment companies, which include mutual funds, as well as registered investment advisors. These entities are subject to extensive regulation under various federals securities laws.[13] The Division of Investment Management administers various federal securities laws, in particular the Investment Company Act of 1940 and Investment Advisers Act of 1940. This division's responsibilities include:[14] assisting the Commission in interpreting laws and regulations for the public and SEC inspection and enforcement staff; responding to no-action requests and requests for exemptive relief; reviewing investment company and investment adviser filings; assisting the Commission in enforcement matters involving investment companies and advisers; and advising the Commission on adapting SEC rules to new circumstances. The Enforcement Division works with the other three divisions, and other Commission offices, to investigate violations of the securities laws and regulations and to bring actions against alleged violators. The SEC generally conducts investigations in private. The SEC's staff may seek voluntary production of documents and testimony, or may seek a formal order of investigation from the SEC, which allows the staff to compel the production of documents and witness testimony. The SEC can bring a civil action in a U.S. District Court, or an administrative proceeding which is heard by an independent administrative law judge (ALJ). The SEC does not have criminal authority, but may refer matters to state and federal prosecutors. The director of the SEC's Enforcement Division Robert Khuzami left the office in February 2013.[15] Among the SEC's offices are: The Office of General Counsel, which acts as the agency's "lawyer" before federal appellate courts and provides legal advice to the Commission and other SEC divisions and offices; The Office of the Chief Accountant, which establishes and enforces accounting and auditing policies set by the SEC. This office has played a role in such areas as working with the Financial Accounting Standards Board to develop Generally Accepted Accounting Principles, the Public Company Accounting Oversight Board in developing audit requirements, and the International Accounting Standards Board in advancing the development of International Financial Reporting Standards; The Office of Compliance, Inspections and Examinations, which inspects broker-dealers, stock exchanges, credit rating agencies, registered investment companies, including both closed-end and open-end (mutual funds) investment companies, money funds. and Registered Investment Advisors; The Office of International Affairs, which represents the SEC abroad and which negotiates international enforcement information-sharing agreements, develops the SEC's international regulatory policies in areas such as mutual recognition, and helps develop international regulatory standards through organizations such as the International Organization of Securities Commissions and the Financial Stability Forum; The Office of Investor Education and Advocacy, which helps educate the public about securities markets and warns investors of fraud and stock market scams; The Office of Economic Analysis, which helps the SEC estimate the economic costs and benefits of its various rules and regulations; and The Office of Information Technology, which supports the Commission and staff in information technology, including application development, infrastructure operations. and engineering, user support, IT program management, capital planning, security, and enterprise architecture. The Inspector General. The SEC announced in January 2013 that it had named Carl Hoecker the new inspector general.[16][17] He has a staff of 22. http://en.wikipedia.org/wiki/U.S._Securities_and_Exchange_Commission
Views: 635 Way Back
Anthony Scaramucci’s Advice to Trump about Getting Re-elected in 2020
 
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In this Anthony Scaramucci interview, Patrick Bet-David asks about how he went from founding his own company Skybridge Capital to being the White House Communications Director for 11 days. Scaramucci shares what it was like to work with Donald Trump, being at college with Barack Obama and how he views Hillary Clinton. Subscribe for more interviews http://bit.ly/2aPEwD4 About Anthony Scaramucci: He is an American financier, entrepreneur and political consultant who briefly served as the White House Director of Communications, July 21–31, 2017. Scaramucci worked at Goldman Sachs' investment banking, equities, and private wealth management divisions between 1989 and 1996. Tweet your thoughts: Anthony Scaramucci: https://twitter.com/Scaramucci Patrick: https://twitter.com/patrickbetdavid About Valuetainment: Founded in 2012 by Patrick Bet-David, our goal is to impact entrepreneurs around the world through value and entertainment. We are the #1 channel for entrepreneurs because of the best interviews, best how to videos, best case studies and because we defend capitalism and educate entrepreneurs. Visit the official Valuetainment Store for gear: https://www.valuetainmentstore.com/ Follow Patrick on social media: Website: http://www.patrickbetdavid.com Facebook: https://www.facebook.com/PatrickBetDavid.Valuetainment/ Instagram:https://www.instagram.com/patrickbetdavid Twitter:https://twitter.com/patrickbetdavid Linkedin: https://www.linkedin.com/in/patrick-bet-david-3731553
Views: 102066 Valuetainment
Ramirez & Co. Corporate Video - Full Version
 
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Samuel A. Ramirez & Co., Inc. (Ramirez) is a full service securities firm serving the investment needs of individuals, business owners, institutional investors and government agencies. Founded in 1971, Ramirez offers professional services focusing on Wealth Management, Underwriting, Banking, Institutional Brokerage, and Asset Management. Ramirez provides retail and institutional trading expertise in Municipal Bonds, Equities, Government Bonds, Corporate Bonds and Alternative Investments. The Firm has eight main divisions: Private Client Services, Municipal Bonds, Equity Capital Markets, Debt Capital Markets, Mergers & Acquisitions/Strategic Business Advisory, Institutional Equity, Taxable Fixed Income, & Ramirez Asset Management Our main office is located in New York with branch locations in Albany, Boston, Chicago, Houston, Los Angeles, Miami, Newark, Palm Beach, San Antonio, and San Juan, Puerto Rico. To learn more about Ramirez and Company feel free visit http://www.ramirezco.com/
Views: 3638 SARamirezandCo
MFC - Manulife Financial Corp. 125 Years - Philippine Stock Exchage
 
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New World Record, Largest Domed 50,000 Capacity : http://philippinearenaofiglesianicristo.blogspot.com/ Tips- Philippine Stock Market: http://tipsphilippinestockmarket.blogspot.com/ Manulife Financial Corporation (MFC) is celebrating the 125th years anniversary, Listed @ Philippine Stock Exchage. Ring the bell ceremony. Incorporated in the Philippines on April 26, 1999, Manulife Financial Corporation (MFC) provides financial protection and wealth management products and services to both individual and group customers in the United States, Canada, and Asia. These products and services include individual life insurance, group life and health insurance, long-term care insurance, pension products, annuities and mutual funds. The Company also provides investment management services with respect to its general fund assets, segregated fund assets, mutual funds, and to institutional customers. MFC also offers reinsurance services, specializing in life retrocession and property and casualty reinsurance. As of December 31, 2010, MFC operated in 22 countries and territories worldwide. The Company's business is organized into four operating divisions: the U.S. division, Canadian division, Asia and Japan division, and reinsurance division. In addition, asset management services are provided by MFC's investment division, operating as MFC Global Investment Management. My Facebook Add Me : https://www.facebook.com/edw.baynosa My Twitter Follow Me : https://twitter.com/edwbaynosa SUBSCRIBE for more update video : http://www.youtube.com/subscription_center?add_user=papercoinagevideo
Views: 2302 papercoinagevideo
ANTHONY SCARAMUCCI - WikiVidi Documentary
 
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Anthony Scaramucci is an American financier, entrepreneur, and political figure. Scaramucci worked at Goldman Sachs' investment banking, equities, and private wealth management divisions between 1989 and 1996. After leaving Goldman Sachs, he founded Oscar Capital Management, and in 2005, he founded the investment firm SkyBridge Capital. On July 21, 2017, Scaramucci was appointed White House Communications Director. He began work on July 25, although he had not yet been sworn in. Days into the job, Scaramucci provoked controversy after an expletive-laden interview with The New Yorkers Ryan Lizza, in which he made obscene and strongly derogatory statements about several members of the Trump administration. Ten days after the announcement of his appointment, he was fired by President Donald Trump, on the recommendation of the new White House Chief of Staff, General John F. Kelly.... http://www.wikividi.com ____________________________________ Shortcuts to chapters: 00:01:12 Early life 00:02:08 Career in investment banking 00:02:32 Oscar Capital Management 00:02:57 SkyBridge Capital 00:04:14 Career in politics 00:06:04 Nomination to Office of Public Liaison 00:08:07 U.S. Export-Import Bank 00:08:27 CNN retraction and apology 00:09:06 White House Communications Director ____________________________________ Copyright WikiVidi. Licensed under Creative Commons. Wikipedia link: https://en.wikipedia.org/wiki/Anthony_Scaramucci
Careers in Investment Banking (Goldman Sachs Group)
 
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See how a career in Investment Banking offers early exposure to world-class clients and a platform to make a difference. Goldman Sachs (IBD) Investment Banking Division : We aspire to be the leading trusted advisor and financier to our clients, which include corporations, financial institutions, financial sponsors, governments and public authorities and boards of directors and special committees. The Investment Banking Division (IBD) is at the front end of Goldman Sachs' client franchise. We strive to provide best-in-class advice and execution excellence on the most complex transactions across products in order to help our clients grow. We are focused on being a significant financier and provider of capital-raising services, which, in turn, enables our clients to achieve their strategic goals. We remain committed to a strategy of co-investing with clients. HOW WE ARE ORGANIZED Our global structure allows us to better serve the strategic and financing needs of our clients across all geographies and industries. IBD encompasses two areas: IBD Classic and our Financing group. This dual structure enables us to offer the broadest range of products and advisory services, furthering our ability to deliver best-in-class solutions to our clients. Careers in (IBD) : Our Investment Banking teams deliver high-quality strategic advice and creative financing solutions to our clients, including mergers, acquisitions, financing, and risk management transactions. We pride ourselves in our resourcefulness and work on a variety of initiatives. On any given day, our work could include advising a company on a cross-border merger, structuring the initial public offering of a subsidiary, refinancing an outstanding bond and more. The Investment Banking division encompasses two groups: Investment Banking and the Financing Group. WHO WE LOOK FOR Working in the Investment Banking division, you will be helping clients solve some of their most critical financial and strategic challenges. We're looking for candidates who will thrive in a dynamic environment where multitasking, time management and stamina are essential. You should be comfortable working with numbers and be an analytical thinker. Strong communication and interpersonal skills are needed in order to work successfully with clients and team members. HOW WE'RE ORGANIZED The Investment Banking division's dual structure allows us to bring our expertise to a broad range of products and services. Teams across both groups work closely with clients to deliver creative financing solutions.
Views: 4163 QUANT GEN
Barclays CEO, Bob Diamond - My £20m bonus is 'appropriate'.
 
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Barclay CEO Bob Diamond is one of the highest paid bankers in the World. Since joining Barclays he has also taken control of the bank's wealth management (Barclays Wealth) and fund management (Barclays Global Investors) divisions. Subsequent to the 2008 financial crisis, there has been controversy over Diamond's pay as one of the world's highest-earning bankers, collecting a package worth up to £27m in 2006, £36m in 2007 (approx. $70m USD), and holding Barclays shares worth £65m.
Views: 35062 PowerinNumbers2012
Dallas Federal Reserve President Robert Kaplan
 
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Current Economic Conditions and Implications for Monetary Policy Here’s a rare chance to hear from an officer of the Federal Reserve on the state of the economy and where it’s headed. Having served as the 30th president and CEO of the Federal Reserve Bank of Dallas since September 8, 2015, Robert Steven Kaplan represents the 11th Federal Reserve District on the Federal Open Market Committee in the formulation of U.S. monetary policy. He oversees the 1,200 employees of the Dallas Federal Reserve. Before his work at the Federal Reserve, Kaplan served as the Martin Marshall professor of management practice and as a senior associate dean at Harvard Business School. Prior to this, Kaplan was the vice chairman of the Goldman Sachs Group, Inc., where he was given global responsibility for the firm's investment banking and investment management divisions. During his 23-year career at Goldman Sachs, Kaplan served in various other capacities. He was the global co-head of the investment banking division. He was also a member of the firm’s management committee and served as co-chairman of the firm’s partnership committee and as chairman of the Goldman Sachs Pine Street leadership program. Kaplan serves as co-chairman of Project ALS and as co-chairman of the Draper Richards Kaplan Foundation, a global venture philanthropy firm that invests in developing nonprofit enterprises dedicated to addressing social issues. He is also a board member of Harvard Medical School. Born and raised in Kansas, Kaplan holds a bachelor’s degree in business administration from the University of Kansas and an MBA from Harvard Business School.
Views: 871 Commonwealth Club
Join National Bank Financial - Wealth Management
 
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National Bank Financial – Wealth Management is proud to have one of the leading teams in the country. We always consider serious applications by highly motivated individuals interested in joining our various divisions and subsidiaries, and see to it that they are among the most qualified in the industry.
SEC - Security & Exchange Commission - USA
 
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Welcome to the Investors Trading Academy talking glossary of financial terms and events. Our word of the day is “SEC - Security & Exchange Commission - USA” The Securities Exchange Act of 1934 governs the way in which the nation's securities markets and its brokers and dealers operate. When the stock market crashed in October 1929, so did public confidence in the U.S. markets. Congress held hearings to identify the problems and search for solutions. Based on its findings, Congress – in the peak year of the Depression – passed the Securities Act of 1933. The following year, it passed the Securities Exchange Act of 1934, which created the SEC. The SEC has four major divisions. 1. The Division of Corporation Finance ensures corporate disclosure of important information to the investing public. 2. The Division of Trading and Markets ensures fairness, order and efficiency in market activities. 3. The Division of Investment Management helps protect investors and encourages capital formation through oversight and regulation of the investment management industry. 4. The Division of Enforcement investigates securities law violations and initiates civil and criminal actions. The SEC is composed of five commissioners appointed by the U.S. President and approved by the Senate. The statutes administered by the SEC are designed to promote full public disclosure and to protect the investing public against fraudulent and manipulative practices in the securities markets. Generally, most issues of securities offered in interstate commerce, through the mail or on the internet must be registered with the SEC. By Barry Norman, Investors Trading Academy - ITA
Private pension manager forecasts "great merger" between traditional PE and hedge fund managers
 
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Subscribe to this channel: http://www.youtube.com/OpalesqueTV The 2013-2014 Opalesque Institutional Investor Series profiles leading institutional investors to analyze their best strategic and tactical allocation ideas, portfolio construction trends, and investor expectations from alternative managers. Moderator Michael Oliver Weinberg is an Adjunct Associate Professor of Finance and Economics at Columbia University, and CIO of family office, MOW & AYW LLC. The goal of the series is to contrast asset allocation and best ideas of thought leading pensions, E&F's, FOs and FOF CIO's, and to inform both the buy-side and sell-side and facilitate improvement in the allocation process. In this Institutional Investor Series interview, Michael profiles Charles Van Vleet, CIO and Assistant Treasurer of Textron, Inc. Textron is a Providence, Rhode Island, based industrial manufacturing company with plants primarily in Texas and Kansas. With 33,000+ employees, the company produces many well-known brands, including Bell, Cessna and E-Z-GO. Mr. Van Vleet discusses his perspectives and priorities as a private pension fund CIO, including over/under-weights vs. historic allocations and benchmarks, and why benchmarking against the HFRI is a mistake in a rising S+P environment. He gives insight into strategic asset allocation over the next 12 months, best tactical allocation ideas, and investor expectations where managers must improve to facilitate investment by allocators. He likes strategic allocation increases to private debt structured funds, and explains why corporate plan sponsors often prefer private equity alignment and structures, but also want to control extension risk. Due to this investor demand, he forecasts great merger between traditional private equity managers and traditional hedge fund managers. In addition, learn about the following: Perspectives from private pension fund CIO Charles Van Vleet of Textron Inc. Using the HFRI as benchmark is a mistake in a rising S+P 500 environment The search for hedge funds without structural beta characteristics Stack LIBOR +200 hedge funds on top of the S+P 500 Forecasting a great merger between traditional private equity managers and traditional hedge fund managers Using smart leverage post-2008 to meet ROA Hedge funds need to simplify and clarify their data for private plan sponsors Why most corporate plan sponsors are underspending their liquidity budget Strategic alignment of liability transfer with Board of Directors is critical Some illiquid, alternative parts of portfolio are "the most valuable, easy to harvest source of return" Post - 2008, there is a "complete reversal" of liquidity budgeting for many institutional investors New recognition that volatility structure of private pensions are more stable than endowments and foundations Private plan sponsors should increase their illiquidity budget & increase allocations to private equity structures that invest in private credit Charles Van Vleet is Assistant Treasurer and Chief Investment Officer of Textron Inc. Providence RI, (TXT*) overseeing its $10 billion defined benefit and savings plan assets. Prior to Textron, Mr. Van Vleet was Director Pension Investments at United Technologies Corporation (UTC) in Hartford CT. Before UTC, Mr. Van Vleet spent several years in the investment management business in NY, London and Tokyo with Credit Suisse, Putnam and Alliance Capital. On behalf of Textron, Mr. Van Vleet has advisory board positions on several governance, risk management and asset/liability oversight committees. He holds bachelor's degrees in Economics and Political Science from UC Berkeley and an MBA, Finance from The University of CT. *Textron Inc. is a multi-industry company that leverages its global network of aircraft, defense, industrial and finance businesses to provide customers with innovative solutions and services. Textron in known around the world for its powerful brands such as Bell Helicopter, Cessna Aircraft Company, Jacobsen, Kautex, Lycoming, E-Z-GO, Greenlee, and Textron Systems. With approximately 32,000 people employed by our corporate office, subsidiaries and operating divisions, and facilities and presence in 25 countries, Textron is strategically positioned to provide integrated product solutions and services to customers worldwide. More information is available at http://www.textron.com.
Views: 1034 OpalesqueTV
François Rochon: "The Art of Investing: Analyzing Numbers and Going Beyond" | Talks at Google
 
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François Rochon speaks about key lessons from his multiple decades experience in value investing. About François Rochon: Francois Rochon was educated as an engineer at the École Polytechnique of Montreal. After graduating with his Masters Degree (in Science), he worked as a researcher and network engineer for INRS-Telecom and Teleglobe Canada. Following his lifelong passion for investing, he decided to focus his career on professional money management. After managing family accounts between 1993 and 1996, he joined Montrusco & Associates as an analyst and was then promoted to Portfolio Manager. At Montrusco, Francois managed US accounts totaling more than $250 million. In December 1998, Francois founded Giverny Capital in order to offer investment management services to clients based on his investment philosophy of owning outstanding companies for the long term. He also sits on various boards of directors. Moderated by Saurabh Madaan.
Views: 39227 Talks at Google
SEC ICO Regulation - FLEETCOR to Buy Western Union Business (Ripple XRP) - XRP Flow BTC & Poloniex
 
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Get the Ledger Nano S to Safely store your Cryptocurrency! - https://www.ledgerwallet.com/r/acd6 Follow on Twitter - https://twitter.com/ThinkingCrypto1 Follow on Facebook - https://www.facebook.com/thinkingcrypto/ Website - http://www.ThinkingCrypto.com/ Follow on Steemit - https://steemit.com/@thinkingcrypto - The SEC releases Statement on digital asset securities issuance and trading from our Divisions of Corporation Finance, Investment Management and Trading and Markets. After Friday’s SEC Actions, Experts Say ICO Party ‘Is Truly Over’ - FLEETCOR May Be Nearing Western Union Business Payments Buy. Both Fleetcor and Western Union are Ripple xRapid partners - XRP listed on Brazilian exchange Flowbtc with $BRL pair. - The XRP/USDC market is now active on poloniex - Zurich has the first crypto-ATM on Bahnhofstrasse. With the newly installed vending machine, digital currencies such as Bitcoin, Ether, Litecoin and $XRP can now be bought and sold on the street. Vaerdex - LTC, USDT, and XRP are coming to Bitkub Market. #Crypto #Ripple #XRP ================================================= Sign up with Coinbase for Free to start investing in Bitcoin and get $10 free Bitcoin when you spend $100! - https://www.coinbase.com/join/59db057bed984302ff3b1275 ================================================= Easily purchase Altcoins such as Ripple XRP, Cardano and more on the Binance exchange - https://www.binance.com/?ref=21575512 ================================================= Get the Ledger Nano S to Safely store your Cryptocurrency! : -Buy directly from Ledger - https://www.ledgerwallet.com/r/acd6 ================================================= Mine Bitcoin and other Cryptocurrencies Daily with HashFlare! Free to sign up! - https://hashflare.io/r/373CC8F3 Mine Bitcoin and other Cryptocurrencies with Genesis Mining. Use code "he76Rc" and get 3% off every purchase - https://www.genesis-mining.com/a/2126471 ================================================= Help support the channel! Donations : BTC - 3GPcKwB3UGML4UiYqZM6BYx7Nu5Dj7GKDD ETH - 0x7929e49cabe8d95d31392eaf974f378b508da2f4 LTC - MWMhsyGX7tsTPGS2EtSCAWpy3ywCv25r6B XRP - rDsbeomae4FXwgQTJp9Rs64Qg9vDiTCdBv Destination Tag - 35594196 ================================================= Disclaimer - Thinking Crypto and Tony are not financial or investment experts. You should do your own research on each cryptocurrency and make your own conclusions and decisions for investment. Invest at your own risk, only invest what you are willing to lose. This channel and its videos are just for educational purposes and NOT investment or financial advice.
Views: 6867 Thinking Crypto
Investment Banking Operations: Financial Derivatives and Options Trading - Career (1998)
 
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Investment banking has changed over the years, beginning as a partnership form focused on underwriting security issuance (initial public offerings and secondary offerings), brokerage, and mergers and acquisitions, and evolving into a "full-service" range including sell-side research, proprietary trading, and investment management. In the modern 21st century, the SEC filings of the major independent investment banks such as Goldman Sachs and Morgan Stanley reflect three product segments: (1) investment banking (fees for M&A advisory services and securities underwriting); (2) asset management (fees for sponsored investment funds), and (3) trading and principal investments (broker-dealer activities including proprietary trading ("dealer" transactions) and brokerage trading ("broker" transactions)).[3] In the United States, commercial banking and investment banking were separated by the Glass--Steagall Act, which was repealed in 1999. The repeal led to more "universal banks" offering an even greater range of services. Many large commercial banks have therefore developed investment banking divisions through acquisitions and hiring. Notable large banks with significant investment banks include JPMorgan Chase, Bank of America, Credit Suisse, Deutsche Bank, Barclays, and Wells Fargo. After the financial crisis of 2007--2008 and the subsequent passage of the Dodd--Frank Wall Street Reform and Consumer Protection Act, regulations have limited certain investment banking operations, notably with the Volcker Rule's restrictions on proprietary trading.[2] The traditional service of underwriting security issues has declined as a percentage of revenue. As far back as 1960, 70% of Merrill Lynch's revenue was derived from transaction commissions while "traditional investment banking" services accounted for 5%. However, Merrill Lynch was a relatively "retail-focused" firm with a large brokerage network. Corporate finance is the traditional aspect of investment banks which also involves helping customers raise funds in capital markets and giving advice on mergers and acquisitions (M&A). This may involve subscribing investors to a security issuance, coordinating with bidders, or negotiating with a merger target. Another term for the investment banking division is corporate finance, and its advisory group is often termed "mergers and acquisitions". A pitch book of financial information is generated to market the bank to a potential M&A client; if the pitch is successful, the bank arranges the deal for the client. The investment banking division (IBD) is generally divided into industry coverage and product coverage groups. Industry coverage groups focus on a specific industry -- such as healthcare, public finance (governments), FIG (financial institutions group), industrials, TMT (technology, media, and telecommunication) -- and maintains relationships with corporations within the industry to bring in business for the bank. Product coverage groups focus on financial products -- such as mergers and acquisitions, leveraged finance, public finance, asset finance and leasing, structured finance, restructuring, equity, and high-grade debt -- and generally work and collaborate with industry groups on the more intricate and specialized needs of a client. The Wall Street Journal, in partnership with Dealogic, publishes figures on investment banking revenue such as M&A in its Investment Banking Scorecard. http://en.wikipedia.org/wiki/Investment_banking
Views: 6215 The Film Archives