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Investment Banking Areas Explained: Capital Markets
 
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Support us on Indiegogo and get early access to the 365 Data Science Program! https://igg.me/at/365-data-science-online-program Capital markets are one of the most fascinating areas of investment banking. Companies need these services when they are about to go public or want to issue debt sold to the public. When a company wants to raise equity, we talk about ECM, standing for Equity Capital Markets, and when it wants to raise debt, we talk about DCM, standing for Debt Capital Markets. On Facebook: https://www.facebook.com/365careers/ On the web: http://www.365careers.com/ On Twitter: https://twitter.com/365careers Subscribe to our channel: https://www.youtube.com/365careers
Views: 81740 365 Careers
Should Securities Markets Be Transparent? Financial Markets, Trading & Regulation (2009)
 
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Public securities markets are either primary or secondary markets. In the primary market, the money for the securities is received by the issuer of the securities from investors, typically in an initial public offering (IPO). In the secondary market, the securities are simply assets held by one investor selling them to another investor, with the money going from one investor to the other. An initial public offering is when a company issues public stock newly to investors, called an "IPO" for short. A company can later issue more new shares, or issue shares that have been previously registered in a shelf registration. These later new issues are also sold in the primary market, but they are not considered to be an IPO but are often called a "secondary offering". Issuers usually retain investment banks to assist them in administering the IPO, obtaining SEC (or other regulatory body) approval of the offering filing, and selling the new issue. When the investment bank buys the entire new issue from the issuer at a discount to resell it at a markup, it is called a firm commitment underwriting. However, if the investment bank considers the risk too great for an underwriting, it may only assent to a best effort agreement, where the investment bank will simply do its best to sell the new issue. For the primary market to thrive, there must be a secondary market, or aftermarket that provides liquidity for the investment security—where holders of securities can sell them to other investors for cash. Otherwise, few people would purchase primary issues, and, thus, companies and governments would be restricted in raising equity capital (money) for their operations. Organized exchanges constitute the main secondary markets. Many smaller issues and most debt securities trade in the decentralized, dealer-based over-the-counter markets. In Europe, the principal trade organization for securities dealers is the International Capital Market Association.[2] In the U.S., the principal trade organization for securities dealers is the Securities Industry and Financial Markets Association,[3] which is the result of the merger of the Securities Industry Association and the Bond Market Association. The Financial Information Services Division of the Software and Information Industry Association (FISD/SIIA)[4] represents a round-table of market data industry firms, referring to them as Consumers, Exchanges, and Vendors. In India the equivalent organisation is the securities exchange board of India (SEBI). In the primary markets, securities may be offered to the public in a public offer. Alternatively, they may be offered privately to a limited number of qualified persons in a private placement. Sometimes a combination of the two is used. The distinction between the two is important to securities regulation and company law. Privately placed securities are not publicly tradable and may only be bought and sold by sophisticated qualified investors. As a result, the secondary market is not nearly as liquid as it is for public (registered) securities. Another category, sovereign bonds, is generally sold by auction to a specialized class of dealers. Securities are often listed in a stock exchange, an organized and officially recognized market on which securities can be bought and sold. Issuers may seek listings for their securities to attract investors, by ensuring there is a liquid and regulated market that investors can buy and sell securities in. Growth in informal electronic trading systems has challenged the traditional business of stock exchanges. Large volumes of securities are also bought and sold "over the counter" (OTC). OTC dealing involves buyers and sellers dealing with each other by telephone or electronically on the basis of prices that are displayed electronically, usually by commercial information vendors such as SuperDerivatives, Reuters and Bloomberg. There are also eurosecurities, which are securities that are issued outside their domestic market into more than one jurisdiction. They are generally listed on the Luxembourg Stock Exchange or admitted to listing in London. The reasons for listing eurobonds include regulatory and tax considerations, as well as the investment restrictions. London is the centre of the eurosecurities markets. There was a huge rise in the eurosecurities market in London in the early 1980s. Settlement of trades in eurosecurities is currently effected through two European computerized clearing/depositories called Euroclear (in Belgium) and Clearstream (formerly Cedelbank) in Luxembourg. The main market for Eurobonds is the EuroMTS, owned by Borsa Italiana and Euronext. There are ramp up market in Emergent countries, but it is growing slowly. http://en.wikipedia.org/wiki/Securities
Views: 2917 The Film Archives
Securities Law Introduction
 
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Professor Alastair Hudson introduces the Securities Law course. Securities Law Modules: • Module A: The foundations of securities regulation • Module B: Prospectus and transparency regulation of securities • Module C: Liability for misstatements in a prospectus • Module D: The Listing Rules and the Model Code Find out more about this course here: http://www.londoninternational.ac.uk/courses/postgraduate/llm-postgraduate-laws-llm-postgraduate-diploma-postgraduate-certificate#structure Find out more about the course convenor Professor Alastair Hudson: https://socialsciences.exeter.ac.uk/law/staff/hudson/
Capital market harmonisation: Aligning market liberalisation & regulatory supervision (Securities)
 
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Whereas in previous years, the discussions around harmonisation have concentrated on the benefits of financial markets liberalisation, recent events have proven that such strategies should not occur without a regulatory framework. This raises a systematic question: do many restrictions hamper market development or are they key to their success? In this debate we analysed the different degrees of liberalisation versus the need for relevant supervisory schemes.
Views: 154 SibosTV
LuxSE: Listing experts for international capital markets
 
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A quick overview of the main factors that differentiate the Luxembourg Stock Exchange and why it is used by 3,000 issuers from more than 100 countries.
Disclosure and Due Diligence in the International Capital Markets
 
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BOOK REVIEW DISCLOSURE AND DUE DILIGENCE IN THE INTERNATIONAL CAPITAL MARKETS By Roger Wedderburn-Day ISBN: 978 1 84661 959 5 JORDANS PUBLISHING LIMITED www.jordanpublishing.co.uk A PRACTICAL GUIDE TO THE INDISPENSABLE SKILL OF WRITING GOOD DISCLOSURE An appreciation by Phillip Taylor MBE and Elizabeth Taylor of Richmond Green Chambers In an increasingly regulated financial services environment, the recent publication of this book from Jordan’s is timely. Its focus on disclosure and due diligence will benefit any number of lawyers -- and indeed all financial advisers -- charged with making sure their clients avoid the pitfalls and penalties of inadequate disclosure in relation to offerings of debt and equity securities in international capital markets. The aim of due diligence is of course to ensure that an offering document is as accurate and complete as possible, with a view to avoiding possible claims of negligence or misstatement. If you are a practitioner -- or investment banker perhaps -- you may be required to write such a document, or draft it, or review it, or comment on it while it is in draft form. If so, this detailed, erudite and eminently readable book, offers practical guidance in how to do it. The author is Roger Wedderburn-Day, a partner at Allen & Overy and an acknowledged expert in writing disclosure, with some thirty years of experience in the art. ‘The ability to write good disclosure is now an indispensable skill,’ he says, ‘for a lawyer who practices in the international debt or equity capital markets.’ For those who may be somewhat confused about the relevant nomenclature, the author explains that the offering document may be described variously as an offering circular, or an information or offering memorandum… or (perhaps the most commonly understood term), a ‘prospectus’, provided that the document complies with the Prospectus Directive. The book is divided in four parts to include: (1) disclosure; (2) regulatory requirements relating to disclosure; (3) due diligence… and (4) potential liability, which covers such issues as tortious liability and deceit. Then there’s the book’s appendix: the ‘Financial Due Diligence Questionnaire’ -- eight pages worthy of intensive study, we would say. It not only covers questions relating to financial performance, but (in italics following each question) the principal reasons why each question should be asked. For example, and just for starters -- ‘the issuer’s past results’ and ‘the principal revenue drivers’ are scrutinised at the outset. This authoritative volume of over three-hundred pages also provides the keen researcher with tables of cases, statutes, statutory instruments and European legislation. The extensive footnoting contains any number of references and for ease of use, the paragraphs are numbered throughout. This is one of those rare books on law which places a high priority on clarity of expression and explanation; ‘…the book I wish I could have read at the start of my career,’ remarks the author. What an advantage then, for any lawyer in any stage of a career to have this book to hand as an aid to clarifying and simplifying what is actually a complex subject. The publication date is cited as at May 2014.
Views: 129 Phillip Taylor
21. Exchanges, Brokers, Dealers, Clearinghouses
 
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Financial Markets (2011) (ECON 252) As the starting point for this lecture, Professor Shiller contrasts the view of economics as the theory of the allocation of scarce resources with the view of economics as the study of exchange. After a discussion of the difference between brokers and dealers, he outlines the history of securities exchanges from ancient Rome, to the Amsterdam Stock Exchange and Jonathan's Coffee House in London, until the formation of the New York Stock Exchange. He complements this historic account with an overview of securities exchanges all over the world, covering India, China, Brazil, and Mexico. An example of a limit order book allows him to elaborate on the mechanics of trading at the National Association of Securities Dealers Automatic Quotation System (NASDAQ). Subsequently, he turns his attention to the growing importance of program trading and high frequency trading, but also discusses their impact on the stock market crash from October 19, 1987, as well as on the Flash Crash from May 6, 2010. When talking about fairness in financial markets, particularly with regard to the relation between private investors and brokers, he discusses the National Market System (NMS), the Intermarket Trading System (ITS), and consolidated quotation systems. He concludes this lecture with some reflections on the operations of dealers, addressing the role of inside information and the Gambler's Ruin problem. 00:00 - Chapter 1. Exchange as the Key Component of Economic Activity 05:50 - Chapter 2. Brokers vs. Dealers 12:25 - Chapter 3. History of Stock Exchanges around the World 24:28 - Chapter 4. Market Orders, Limit Orders, and Stop Orders 36:15 - Chapter 5. The Growing Importance of Electronic Trading 44:46 - Chapter 6. Instabilities Related to High Frequency Trading 59:14 - Chapter 7. The Frustrations as Trading as a Dealer Complete course materials are available at the Yale Online website: online.yale.edu This course was recorded in Spring 2011.
Views: 65240 YaleCourses
TEDxYaleWorldFellows - Nicky Newton-King - African Capital Markets: The Elephants in the Room
 
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Yale World Fellow Nicky Newton-King is the Deputy CEO of the Johannesburg Stock Exchange (JSE) and a member of the JSE's Executive Committee and Board of Directors. She heads a team of lawyers which is responsible for advising the JSE on all aspects of law that affect the operation and regulation of a stock exchange. She has been part of various teams which were responsible for drafting key legislation affecting the South African financial markets and the new Companies Act. She is also a member of the Financial Markets Advisory Board and the Standing Advisory Committee on Company Law. Newton-King has just completed the JSE's acquisition of the Bond Exchange of South Africa which has resulted in the JSE being a completely horizontally and vertically integrated exchange now offering trading, clearing and settlement services in equities, derivatives, interest rate and commodity products. She leads the development of the JSE's Socially Responsible Investment Index and is also responsible for the development of the JSE's strategy and its investor relations. In the spirit of ideas worth spreading, TEDx is a program of local, self-organized events that bring people together to share a TED-like experience. At a TEDx event, TEDTalks video and live speakers combine to spark deep discussion and connection in a small group. These local, self-organized events are branded TEDx, where x = independently organized TED event. The TED Conference provides general guidance for the TEDx program, but individual TEDx events are self-organized.* (*Subject to certain rules and regulations.)
Views: 1011 TEDx Talks
International Business - Lecture 19
 
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freedom, political freedom, economic freedom, interventionist government, democracy, totalitarianism, global capital markets, regulations, deregulation, financial interdependence, financial contagion, flight of capital, domino effect, capital market, stocks, bonds, financial resources, investors, borrowers, creditors, loans, debt, debt capital, equity capital, fixed-income, to raise capital, financial intermediaries, financial institutions, commercial banks, investment banks, securities,
Views: 3132 Krassimir Petrov
Capital Market Regulations in Dubai
 
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The Dubai International Financial Centre is a financial hub set-up as a free zone in Dubai. Find out what are the capital market regulations here as well as other rules imposed by the Securities Commission. You can contact our law firm in Dubai at: http://www.dubai-lawyers.net/ for more information
Views: 49 bridgewestEU
ICMA Webinar: CSD Regulation Mandatory Buy-ins
 
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CSD Regulation primarily focuses on the prudential, organizational, and business standards of EU and EEA central securities depositories (CSDs). However, the Settlement Discipline provisions of the regulation have direct and far-reaching trading implications, in particular the framework for mandatory buy-ins. The design of the CSDR buy-in framework is very different to conventional buy-in processes and presents a number of risks and new considerations for market participants, particularly when they sell or lend securities. This webinar will present an overview of the CSDR mandatory buy-in provisions and contrast these with more conventional processes. It will also explore the likely implications for market risk and potential adverse behavioural incentives for European bond and repo market participants. Topics covered by Andy Hill, Senior Director, Market Practice and Regulatory Policy, ICMA will include: - CSDR Settlement Discipline & mandatory buy-ins - Conventional buy-ins vs CSDR mandatory buy-ins - The CSDR mandatory buy-in asymmetry - Potential risks and adverse behavioural impacts of CSDR mandatory buy-ins - Challenges of applying CSDR mandatory buy-ins to SFTs - What ICMA is doing with respect to CSDR-SD
Views: 144 theICMA
What Is the Securities & Exchange Commission? Is It Effective? U.S. Finance
 
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Within the SEC, there are five divisions. Headquartered in Washington, D.C., the SEC has 11 regional offices throughout the US. The SEC's divisions are:[10] Corporation Finance Trading and Markets Investment Management Enforcement Economic and Risk Analysis Corporation Finance is the division that oversees the disclosure made by public companies, as well as the registration of transactions, such as mergers, made by companies. The division is also responsible for operating EDGAR. The Trading and Markets division oversees self-regulatory organizations such as the Financial Industry Regulatory Authority (FINRA) and Municipal Securities Rulemaking Board (MSRB) and all broker-dealer firms and investment houses. This division also interprets proposed changes to regulations and monitors operations of the industry. In practice, the SEC delegates most of its enforcement and rulemaking authority to FINRA. In fact, all trading firms not regulated by other SROs must register as a member of FINRA. Individuals trading securities must pass exams administered by FINRA to become registered representatives.[11][12] The Investment Management Division oversees registered investment companies, which include mutual funds, as well as registered investment advisors. These entities are subject to extensive regulation under various federals securities laws.[13] The Division of Investment Management administers various federal securities laws, in particular the Investment Company Act of 1940 and Investment Advisers Act of 1940. This division's responsibilities include:[14] assisting the Commission in interpreting laws and regulations for the public and SEC inspection and enforcement staff; responding to no-action requests and requests for exemptive relief; reviewing investment company and investment adviser filings; assisting the Commission in enforcement matters involving investment companies and advisers; and advising the Commission on adapting SEC rules to new circumstances. The Enforcement Division works with the other three divisions, and other Commission offices, to investigate violations of the securities laws and regulations and to bring actions against alleged violators. The SEC generally conducts investigations in private. The SEC's staff may seek voluntary production of documents and testimony, or may seek a formal order of investigation from the SEC, which allows the staff to compel the production of documents and witness testimony. The SEC can bring a civil action in a U.S. District Court, or an administrative proceeding which is heard by an independent administrative law judge (ALJ). The SEC does not have criminal authority, but may refer matters to state and federal prosecutors. The director of the SEC's Enforcement Division Robert Khuzami left the office in February 2013.[15] Among the SEC's offices are: The Office of General Counsel, which acts as the agency's "lawyer" before federal appellate courts and provides legal advice to the Commission and other SEC divisions and offices; The Office of the Chief Accountant, which establishes and enforces accounting and auditing policies set by the SEC. This office has played a role in such areas as working with the Financial Accounting Standards Board to develop Generally Accepted Accounting Principles, the Public Company Accounting Oversight Board in developing audit requirements, and the International Accounting Standards Board in advancing the development of International Financial Reporting Standards; The Office of Compliance, Inspections and Examinations, which inspects broker-dealers, stock exchanges, credit rating agencies, registered investment companies, including both closed-end and open-end (mutual funds) investment companies, money funds. and Registered Investment Advisors; The Office of International Affairs, which represents the SEC abroad and which negotiates international enforcement information-sharing agreements, develops the SEC's international regulatory policies in areas such as mutual recognition, and helps develop international regulatory standards through organizations such as the International Organization of Securities Commissions and the Financial Stability Forum; The Office of Investor Education and Advocacy, which helps educate the public about securities markets and warns investors of fraud and stock market scams; The Office of Economic Analysis, which helps the SEC estimate the economic costs and benefits of its various rules and regulations; and The Office of Information Technology, which supports the Commission and staff in information technology, including application development, infrastructure operations. and engineering, user support, IT program management, capital planning, security, and enterprise architecture. The Inspector General. The SEC announced in January 2013 that it had named Carl Hoecker the new inspector general.[16][17] He has a staff of 22. https://en.wikipedia.org/wiki/U.S._Securities_and_Exchange_Commission
Views: 5372 Way Back
International Capital Market Association (ICMA) Celebrated 40th Anniversary
 
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For over 40 years, ICMA has made a significant contribution to the development of the international capital market. Since the beginning of the Euromarkets, ICMA has facilitated the interaction between issuers, lead managers, dealers and investors for the benefit of an efficient and well-functioning security market.
Views: 464 theICMA
How to complete Capital Market & Security Law in12 days
 
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How to prepare Capital Market and Security Law for CS Executive course
Views: 37975 CS Tejpal Sheth
Overview of Capital Markets (Capital Market & Securities Laws) for CS Executive by Siddharth Academy
 
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Classes are available for CA/CS/CMA. You can purchase classes at a very reasonable price. For full lectures, chapter wise log on to our website: www.superprofs.com or call at 011-39587099
Views: 43702 SuperProfs.com
Why take the CISI Certificate for Introduction to Securities & Investment?
 
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The Introduction to Investment offers a comprehensive introduction to the financial services industry, with a specific focus on investments. It is the foundation exam for many higher level CISI qualifications. The qualification covers key financial principles and products in depth including assets and markets, equities, bonds, derivatives and investment funds. It explores the broader economic environment in which the financial services industry operates and looks at how economic activity is determined and managed in different economic and political systems. The qualification offers a first introduction to financial services regulation and ensures candidates are provided with an understanding of ethical behaviour and acting with integrity.
Views: 844 The CISI
Capital Market and Securities Laws Amendments - AIF by Advocate Sanyog Vyas
 
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Capital Market and Securities Laws Amendments - AIF by Advocate Sanyog Vyas
SEBI Grade A 2018 | 5 Most Important Questions Day 6 - Security Market- International Capital Market
 
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This video will cover the most important questions of Security market International Capital Market for SEBI Grade A 2018. Book Now- https://www.anujjindal.in/ ►►Free Course. Free Video Courses- https://www.anujjindal.in/subscriptio... Free PDFs- https://www.anujjindal.in/subscriptio... Buy RBI Grade B Courses- https://goo.gl/BNxy78 Buy UPSC Courses- https://goo.gl/aGJeJx Buy SSC Courses- https://goo.gl/wcEnV9 UPSC Free Material- https://goo.gl/MQo9r2 RBI Grade B Free Material- https://goo.gl/anh2Sc ►►Watch More... ■ VENN DIAGRAMS- RBI, SBI, IBPS, SSC and other Exams https://goo.gl/NJxA5F ■ Reasoning For RBI Grade B- Blood Relations Part 1 https://goo.gl/rtdHWE ■ Reasoning For RBI Grade B- Blood Relations Part 2 https://goo.gl/kZmxve ►►Follow Social Links. Follow us RBI Grade B Facebook Group- https://goo.gl/GXCjMZ Follow us SBI, IBPS, RBI, SSC Facebook Group- https://goo.gl/BD5ekZ Follow us SBI PO Facebook Group- https://goo.gl/yaVaFA Join TELEGRAM Group of Anuj Jindal- https://t.me/successgovt Join TELEGRAM Channel of Anuj Jindal- https://t.me/anujjindal ►►Contact us -: Contact us for any Query- https://www.anujjindal.in/contact-us/ Contact Us by Email – [email protected]
Views: 1512 Anuj Jindal
SEBI Securities Market 2018
 
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SEBI RBI Indian Financial system – introduction – structure – finance commission – financial administration – receipts of the Government – Expenditures of the Government. Capital markets – primary market – instruments – legal issues and regulations – secondary market – stock exchanges – brokers – trading in stock exchanges – forward trading – stock index – depositories – regulations Bond Market- Money market, G.sec Market, Corporate bond market, Bond valuation, Duration, sensitivity, risk Foreign Exchange market – exchange control – fixation of exchange rate – exchange control in India – FEMA – foreign exchange transactions of commercial banks in India – currency convertibility – currency forwards, futures and options – trading in foreign exchange market – relationship between money market and foreign exchange market. Commodity market, commodity trading and exchanges International capital markets – instruments – Guidelines – foreign investment in India and its regulations.
Views: 30 S P
Capital Markets Authority Strategic Plan 2018 - 2023
 
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The Capital Markets Authority’s 2018-2023 Strategic Plan outlines the Authority’s blueprint for the five-year period commencing July 2018 and comes at a critical time when the domestic financial market is primed to rebound and to experience greater activity and performance. The development of the new Plan was substantially informed by extensive consultations both internally and externally - locally and internationally, with the Authority’s Board playing a key role in offering guidance towards the crystallisation of our Vision “To be an innovative regulator of a robust and globally competitive capital market.” Download your copy of the CMA Strategic Plan 2018-2023 here: https://bit.ly/2L3jtjH
The Future of the U.S. Securities Regulation with SEC Commissioner Michael Piwowar
 
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An Evening with SEC Commissioner Michael S. Piwowar Join Murray Dalziel, Dean of the Merrick School Business and Ronald Weich, Dean of UB's Law School, as they welcome SEC Commissioner, Michael S. Piwowar for a dialogue on "The Future of the U.S. Securities Regulation." ABOUT THE SPEAKER Michael S. Piwowar, Ph.D. was first appointed to the SEC by President Barack Obama and was sworn in on August 15, 2013. Piwowar was designated Acting Chairman of the Commission by President Donald Trump from January 23, 2017, to May 4, 2017. Previously,Piwowar was the Republican chief economist for the U.S. Senate Committee on Banking, Housing, and Urban Affairs under Senators Mike Crapo (R-ID) and Richard Shelby (R-AL). He was the lead Republican economist on the four SEC-related titles of the Dodd-Frank Act and the JOBS Act. Piwowar also worked on a number of important SEC-related oversight issues under the jurisdiction of the Committee, such as securities, over-the-counter derivatives, investor protection, market structure, and capital formation. Piwowar received a B.A. in Foreign Service and International Politics from the Pennsylvania State University, an M.B.A. from Georgetown University, and a Ph.D. in Finance from the Pennsylvania State University.
Resource mobilisation For cs excutive as per module
 
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hey guys this is another video cover chapter 11 of cs excutive, I hope u like this thank you.. Yagya chhabra mudra club
Views: 3265 Yagya Chhabra
What are Derivatives ?
 
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An introduction to Derivatives.
Views: 942442 graphitishow
Beyond Firefighting: Rethinking Financial Market Regulation
 
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Speakers: William H. Donaldson, Chairman, Donaldson Enterprises Stephen Friedman, Chairman, Stone Point Capital Ernest Patrikis, Partner, Pillsbury Winthrop Shaw Pittman LLP; Former First Vice President, Federal Reserve Bank of New York Presider: John Gapper, Associate Editor and Chief Business Commentator, Financial Times General Meeting: McKinsey Executive Roundtable Series in International Economics: Beyond Firefighting: Rethinking Financial Market Regulation Watch experts including former Securities and Exchange Commission Chairman William Donaldson discuss what implications the 2008 financial crisis is likely to have for securities regulation.
How Should the Financial Markets Be Structured? Securities Trading, Corporate Scandals, Laws (2004)
 
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Following the market turbulence of the 1990s financial crises and September 11 attacks on the U.S. in 2001, financial integration intensified among the developed nations and emerging markets, with substantial growth in capital flows among banks and in the trading of financial derivatives and structured finance products. Worldwide international capital flows grew from $3 trillion to $11 trillion U.S. dollars from 2002 to 2007, primarily in the form of short-term money market instruments with maturities of less than one year. The United States experienced growth in the size and complexity of financial institutions engaged in a broad range of financial services across borders in the wake of the Gramm--Leach--Bliley Act of 1999 which repealed the Glass--Stegall Act of 1933, ending limitations on commercial banks' investment banking activity. Industrialized nations increasingly began relying on foreign capital to finance domestic investment opportunities, resulting in unprecedented capital flows to advanced economies from developing countries, as reflected by global imbalances which grew to 6% of gross world product in 2007 from 3% in 2001.[24]:129-130[18]:19 The global financial crisis that precipitated in 2007 and 2008 shared some of the key features exhibited by the wave of international financial crises in the 1990s, including accelerated capital influxes, weak regulatory frameworks, relaxed monetary policies, herd behavior during investment bubbles, collapsing asset prices, and massive deleveraging. The systemic problems originated from within the United States and other advanced nations.[24]:133-134 Similarly to the 1997 Asian crisis, the global financial crisis entailed broad lending by banks undertaking unproductive real estate investments as well as poor standards of corporate governance within financial intermediaries. Particularly in the United States, the crisis was characterized by growing securitization of non-performing assets, large fiscal deficits, and excessive financing in the housing sector.[33]:21-22[18]:18-20 While the real estate bubble in the U.S. triggered the financial crisis, the bubble was financed by foreign capital flowing from many different countries across the world. As its contageous effects began to infect other nations, the crisis became a precursor for the global economic downturn now referred to as the Great Recession. In the wake of the crisis, the total volume of world trade in goods and services fell 10% from 2008 to 2009 and did not recover until 2011, with an increased concentration in emerging market countries. The global financial crisis demonstrated the negative effects of worldwide financial integration, sparking discourse on how and whether some countries should decouple themselves from the global financial system altogether. In 2009, a newly elected government in Greece revealed that the previous government had been falsifying its national budget data, and that its fiscal deficit for the year was 12.7% of its GDP as opposed to the 3.7% espoused by the former government. This news alerted financial markets to the fact that Greece's deficit exceeded the eurozone's maximum of 3% as outlined in the Economic and Monetary Union's Stability and Growth Pact (SGP). Investors concerned by the possibility of a sovereign default began rapidly selling Greek bonds. Given Greece's prior decision to embrace the euro as its currency, it no longer held monetary policy autonomy and could not intervene to depreciate a national currency for the purposes of absorbing this shock and boosting competitiveness, as was the traditional solution to sudden capital flights. The crisis proved contagious when it spread to Portugal, Italy, and Spain (together with Greece these are collectively referred to as the PIGS. Ratings agencies downgraded these countries' government debt instruments in 2010 which further increased the costliness of refinancing or repaying their national debts. The contagion continued to spread and soon grew into a European sovereign debt crisis which threatened economic recovery in the wake of the Great Recession. In tandem with the IMF, the European Union members assembled a €750 billion bailout for Greece and other afflicted nations. Additionally, the ECB pledged to purchase bonds from troubled eurozone nations in an effort to mitigate the risk of a banking system panic. http://en.wikipedia.org/wiki/Global_financial_system
Views: 532 The Film Archives
Financial regulation – a post-crisis perspective
 
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On November 14, the Center on Regulation and Markets at Brookings hosted FDIC Chairman Martin Gruenberg for remarks on his experiences leading the nation’s deposit insurer, challenges to the financial system moving forward, and whether the U.S. is prepared to handle the next financial crisis at home and abroad. https://www.brookings.edu/events/financial-regulation-a-post-crisis-perspective/ (transcript available) Subscribe! http://www.youtube.com/subscription_center?add_user=BrookingsInstitution Follow Brookings on social media! Facebook: http://www.Facebook.com/Brookings Twitter: http://www.twitter.com/BrookingsInst Instagram: http://www.Instagram.com/brookingsinst LinkedIn: http://www.linkedin.com/com/company/the-brookings-institution
MiFID II - The Financial Instruments Reference Data Systems (FIRDS)
 
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Members :: Treasury Consulting LLP Pleased to Present Video Titled - " MiFID II - The Financial Instruments Reference Data Systems (FIRDS) ". Video would be covering as how European Securities Markets Authority (ESMA) managing Pre Trade Workflows , Execution Workflows , Post Trade Work Flows and finally would move to FIRDS. You are most welcome to connect with us at 91-9899242978 (Handheld) , [email protected] , [email protected] , Skype ~ Rahul5327 , Twitter @ Rahulmagan8 or visit our website - www.treasuryconsulting.in
Types of Financial Markets - Money Market, Capital Market, Currency Markets
 
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Types of Financial Markets - Money Market, Capital Market, Currency Markets. A video covering Types of Financial Markets - Money Market, Capital Market, Currency Markets Twitter: https://twitter.com/econplusdal Facebook: https://www.facebook.com/EconplusDal-1651992015061685/?ref=aymt_homepage_panel
Views: 47519 EconplusDal
SEBI Grade A 2018 | Legal Issues and Regulations
 
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#sebi #sebigradeA #exampreparation Take FREE SEBI Grade "A" All India Mock Test 2018: https://www.oliveboard.in/sebi/?ref=yt-sebi SEBI has released notification for recruitment of Officers for Grade A. A total of 120 vacancies have been announced. The SEBI Grade A officer Post is one of the most high-profile government posts. Anyone who aspires for a career in Securities Market should definitely apply for the SEBI 2018 Grade A Exam. This video is a series of videos through which we are providing comprehensive study material for Securities Market Awareness Section of SEBI Grade A Officer Exam. In this Video, we are covering the legal issues and regulations with respect to the Capital Market which is an important topic under the Securities market Awareness section for SEBI Grade A Officer Exam 2018. ------------------------------------------------------------------------------------------- Suggested Videos: 50 Important GK Questions | September Week 2 | Part-2: https://www.youtube.com/watch?v=G27cHNszs1E&t=574s 200 Most Important GK Questions for August | Part 10: https://www.youtube.com/watch?v=yCFM45BOAyA&t=65s ----------------------------------------------------------------------------------------------------- Downloads: Download the pdf: https://static.oliveboard.in/wp-content/uploads/2018/10/Capital-Market-Part-III.pdf Download the Oliveboard Mobile App for study material and other latest updates: http://bit.ly/AppOB --------------------------------------------------------------------------------------------------------- Follow us on: Facebook: https://www.facebook.com/Oliveboard Twitter: https://twitter.com/Oliveboard Blog: https://blog.oliveboard.in/ Website: https://www.oliveboard.in/
Views: 4923 Oliveboard
Overview of the Capital Market
 
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Overview of the Capital Market
Views: 1765 CS Prince Kumar
Chapter 2: Part 1: What is Capital market and money market?
 
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Beginner's Guide To Stock Market: In this video, we have explained in detail about Financial Market, Money Market, and Capital Market which will help to understand the terms. To know more about stock market visit our website or youtube channel. Picture Credits: Graphics: www.freepik.com Visit our website: www.FinnovationZ.com Facebook: www.facebook.com/finnovationz Instagram: www.instagram.com/finnovationzindia Twiiter: www.twitter.com/finnovationz555 Telegram Group: https://t.me/joinchat/AAAAAEJ5MC-hQL7QJr85mw
Views: 73493 FinnovationZ.com
What is primary and secondary market in Hindi || what is capital Market in Hindi ||
 
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What is primary and secondary market in Hindi || what is capital Market in Hindi || Primary market issuing of new securities long term instruments corporate entities raise funds IPO Book building process in primary market (Initial public offering) Underwriter works in selling new share to investor Process is called underwriting. Investor can not trade in PM Once issued, the securities typically trade on a secondary market   stock exchange Similarly we buy car from showroom (primary) After purchasing from showroom we sell car at auto dealer (secondary) In the secondary market, securities are sold by and transferred from one investor or speculator to another For More such videos please subscribe our channel click https://goo.gl/yNw13g You can follow us on facebook click https://goo.gl/i5AieP Related videos Link How to Buy Share Onlie https://youtu.be/g8Eb1LVNXM0 What is Cnadle stick https://youtu.be/-Sjhv7h3IT8 Thanks for watching this video.
Views: 33528 Fin Baba
Internationalization of Securities Markets: Finance, Investment & Economic Factors (1989)
 
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Capital markets are financial markets for the buying and selling of long-term debt- or equity-backed securities. These markets channel the wealth of savers to those who can put it to long-term productive use, such as companies or governments making long-term investments. Financial regulators, such as the UK's Bank of England (BoE) or the U.S. Securities and Exchange Commission (SEC), oversee the capital markets in their jurisdictions to protect investors against fraud, among other duties. Modern capital markets are almost invariably hosted on computer-based electronic trading systems; most can be accessed only by entities within the financial sector or the treasury departments of governments and corporations, but some can be accessed directly by the public. There are many thousands of such systems, most serving only small parts of the overall capital markets. Entities hosting the systems include stock exchanges, investment banks, and government departments. Physically the systems are hosted all over the world, though they tend to be concentrated in financial centres like London, New York, and Hong Kong. Capital markets are defined as markets in which money is provided for periods longer than a year. A key division within the capital markets is between the primary markets and secondary markets. In primary markets, new stock or bond issues are sold to investors, often via a mechanism known as underwriting. The main entities seeking to raise long-term funds on the primary capital markets are governments (which may be municipal, local or national) and business enterprises (companies). Governments tend to issue only bonds, whereas companies often issue either equity or bonds. The main entities purchasing the bonds or stock include pension funds, hedge funds, sovereign wealth funds, and less commonly wealthy individuals and investment banks trading on their own behalf. In the secondary markets, existing securities are sold and bought among investors or traders, usually on an exchange, over-the-counter, or elsewhere. The existence of secondary markets increases the willingness of investors in primary markets, as they know they are likely to be able to swiftly cash out their investments if the need arises. A second important division falls between the stock markets (for equity securities, also known as shares, where investors acquire ownership of companies) and the bond markets (where investors become creditors). http://en.wikipedia.org/wiki/Securities_markets Image By Dontworry (Own work) [CC-BY-SA-3.0 (http://creativecommons.org/licenses/by-sa/3.0)], via Wikimedia Commons
Views: 1775 The Film Archives
IAS Preparation - Economy: Capital Market
 
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This lecture takes students for a quick dive into the market of ‘financial assets’, otherwise also known as ‘capital market’. In addition, various concepts such as issue and trading of shares, role of stock exchanges, etc. are discussed in a clear and lucid manner with examples. UPSC aspirants will find this lecture very helpful and insightful, as clarity in these concepts would prove invaluable towards success in UPSC prelims and mains level examinations. We believe that our Series can help IAS aspirants prepare for CSE in a manner which the UPSC examination requires. Please note that for any further queries or to discuss how to align your preparation strategy as per UPSC requirements (also with respect to CSAT), please feel free to write us on [email protected] Learn more about Capital Market at: https://byjus.com/free-ias-prep/ias-preparation-economy-capital-market-for-upsc Our website- http://www.byjus.com/ Download our app on android- https://goo.gl/5Uz70E Download our app on an Apple device- https://goo.gl/2mLi1I
Views: 78431 BYJU'S
MIFF 2012 : Regulations and Financial Market Development for Islamic Finance
 
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Panel Discussion on Regulations and Financial Market Development for Islamic Finance. Kindly proceed here for further discussion or any related questions http://amanie-iconnect.com/forum Panelist Mohd Radzuan A Tajuddin, Head of Islamic Capital Market Department, Securities Comission of Malaysia, Dr. Ahmed Karouad, Member of the Boards of Director and General Manager, Libyan Capital Market from Libya. Ahmad Hizzad Baharuddin Director-General of Labuan FSA Malaysia. Ahmed Saleh Al-Marhoon, Director-General of Muscat Securities Market Oman 1st Muscat International Islamic Finance Forum 2012 (MIIFF 2012)
Views: 251 Amanie Iconnect
50 years of Capital Market Regulation in Nigeria
 
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Logo reveal at the Investment forum launching 50 years of Capital Market Regulation
What is Capital Market - Part 1 - जानिए कैपिटल मार्किट कैसे काम करता हैं - for competitive exams
 
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Download Videos PDFs - https://goo.gl/X8UMwF || Join StudyIQ on Telegram - https://goo.gl/xBR3g8 || #StudyIQ_Pendrive_Courses for Various Govt. Exams. Click here to know more - https://goo.gl/aTFK6Q or #Call_9580048004 or Live Chat Support - https://goo.gl/s68PZ1 UPSC/CSE 2019 - https://goo.gl/UrCD46 SSC & Bank - https://goo.gl/9LQ4Ai UPSC Optionals - https://goo.gl/rtmXRU State PSCs - https://goo.gl/FDB32q Defence Exams - https://goo.gl/UEmtRz SSC JE Exams - https://goo.gl/2WyU1Z RBI Grade B - https://goo.gl/PY32m6 NABARD Grade A - https://goo.gl/C6CzAL DMRC Exams - https://goo.gl/yDnvyf Insurance Exams - https://goo.gl/iLEFxf CLAT 2019 - https://goo.gl/Burjtj Railway Jobs - https://goo.gl/5KaL7h Teaching Jobs - https://goo.gl/q117TX UPSC Prelim 2019Test Series -https://goo.gl/zkCG51 Free PDFs - https://goo.gl/cJufZc || Free Quiz - https://goo.gl/wCxZsy || Free Video Courses - https://goo.gl/jtMKP9" Follow us on Facebook - https://goo.gl/iAhPDJ Telegram - https://t.me/Studyiqeducation The Hindu Editorial Analysis - https://goo.gl/vmvHjG Current Affairs by Dr Gaurav Garg - https://goo.gl/bqfkXe UPSC/IAS Burning Issues analysis- https://goo.gl/2NG7vP World History for UPSC - https://goo.gl/J7DLXv Indian History - https://goo.gl/kVwB79 Follow us on Facebook - https://goo.gl/iAhPDJ Follow Dr Gaurav Garg on Facebook - https://goo.gl/xqLaQm UPSC/IAS past papers questions - https://goo.gl/F5gyWH SSC CGL + IBPS Quantitative tricks - https://goo.gl/C6d9n8 English Vocabulary - https://goo.gl/G9e04H Reasoning tricks for Bank PO + SSC CGL- https://goo.gl/a68WRN Error spotting / Sentence correction https://goo.gl/6RbdjC Static GK complete- https://goo.gl/kB0uAo Complete GK + Current Affairs for all exams- https://goo.gl/MKEoLy World History - UPSC / IAS - https://goo.gl/kwU9jC Learn English for SSC CGL, Bank PO https://goo.gl/MoL2it Science and Technology for UPSC/IAS - https://goo.gl/Jm4h8j Philosophy for UPSC/IAS - https://goo.gl/FH9p3n Yojana Magazine analysis -https://goo.gl/8oK1gy History for SSC CGL + Railways NTPC - https://goo.gl/7939eV
Views: 32193 Study IQ education
CISI CPD training courses: Introduction to financial markets
 
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This one-day interactive course provides delegates with a thorough and effective introduction to the global financial markets. Delegates will spend the day reviewing the wide range of instruments and issues that exist in today's financial markets. Delegates will have explained, without reference to complex mathematical calculations or modelling techniques, exactly how the national and international capital markets work. The course is designed to provide delegates with a good understanding of the bigger picture and the major participants who shape it.
Views: 694 The CISI
CA Videos on CS Executive - Capital Markets and Securities Laws from Dhruva Agrawal
 
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Crack CS Executive in the 1st attempt. Get India's best faculty video classes for best study at home. Give missed call @9980100288. International students - visit https://www.cakart.in and chat. A smart decision today can save you a lot of time (years) in your career. Give missed call @9980100288 now.
Views: 3781 CA KART
Securities Financing Transactions Regulations (SFTR)
 
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Members :: Treasury Consulting LLP Pleased to Present Video Titled - " Securities Financing Transactions Regulations (SFTR) ". Video would be covering Regulatory Implications of EU Compliance - Securities Financing Transactions Regulations (SFTR) covering all Securities Financing Transactions. You are most welcome to connect with us at 91-9899242978 (Handheld) , [email protected] , [email protected] , Skype ~ Rahul5327 , Twitter @ Rahulmagan8 or visit our website - www.treasuryconsulting.in
Boustead Securities
 
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SCN Corporate Connect's Jane King sits down with Dan McClory, the Managing Director & Head of Equity of Boustead Securities, to discuss the investment banking firm. https://www.boustead1828.com/ https://www.flashfunders.com/ Boustead Securities was established in 2006 to assist lower middle market private and public companies in all areas of capital markets formation. Over the years, Boustead Securities has continued to expand its services and professionals, fast becoming a one stop middle market investment bank. At Boustead Securities, we provide a full array of corporate finance, third party research, and sales and trading, to a diversified client base that includes fast-growing companies, companies facing financial or other challenges, financial institutions, and high net worth clients. With headquarters in Irvine, California, Boustead Securities’s size allows us to move quickly and provide a broad spectrum of sophisticated financial advice and services not usually seen at most smaller firms. Boustead Securities's mission is to create opportunity through an application of proven innovation and entrepreneurial focus. FlashFunders connects global investors with groundbreaking companies raising capital through its equity crowdfunding platform, enabling everyone to own a piece of a company they believe in for as little as $50. Offering investment options for the crowd, international and accredited consumers, FlashFunders provides investors access to a whole new asset class and the opportunity to empower innovation. FlashFunders is comprised of entities specifically created to assist you in making your offering both successful and compliant. FinTech Clearing, LLC, member FINRA/SIPC, is a registered broker dealer that facilitates Reg D and Reg A+ offerings and offering deposit accounts. FlashFunders Funding Portal, member FINRA, is a registered funding portal that facilitates Reg CF offerings. FlashFunders Shareholder Services, LLC is an SEC registered Transfer Agent that allows investor holdings to be recorded and transferred electronically. FlashFunders, Inc. is a technology company focused on making the online interaction between companies and investors intuitive and efficient. This unique combination of expertise, regulatory registrations and technological know-how empowers FlashFunders to offer tools that connect companies and investors in entirely new ways.
Lack of international financial markets regulation causing corruption
 
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An open letter published on Wednesday, addressed to the G20 leaders in advance of the summit in Brisbane, Australia, calls for the world's biggest economies to take concrete action to combat corruption. Executive Director of Corruption Watch David Lewis talks about the issue
Views: 73 SABC Digital News
IOSCO Reflects Strength, Quality Of Country's Capital Market
 
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The opening of the International Organisation of Securities Commission's (IOSCO) Asia Pacific hub here is a recognition of Malaysia's international leadership role in building sound global capital markets. Prime Minister, Datuk Seri Mohd Najib Tun Razak said the selection of Malaysia as the host also reflected the strength and quality of the country's capital market, as well as its regulatory architecture. He said this in his speech during the launch of the hub earlier today. The hub, which is IOSCO's first hub outside its headquarters in Madrid, Spain, was launched at The Global Emerging Markets Regulatory Conference 2017.
Views: 77 ntv7 news
Securities market infrastructures and foreign investment to Africa - Sibos TV 2013
 
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What is required to attract more participation in Africa's capital markets and to boost intra-African investment?
Views: 521 SibosTV
12. Misbehavior, Crises, Regulation and Self Regulation
 
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Financial Markets (2011) (ECON 252) After talking about human failures and foibles in the last lecture, this lecture is concerned with regulation to minimize the impact of human errors. Professor Shiller outlines five different levels of regulation: Regulation on the firm level, on the level of trade groups, on the regional, the national, and the international level. Concerning the first level, he emphasizes the role of the board of directors as the regulators of a company, its duties of care and loyalty, and its responsibilities in the face of tunneling. On the level of trade groups, Professor Shiller presents the history of the New York Stock Exchange from the signing of the Buttonwood Agreement until today. The subsequent description of regional regulation centers on Blue Sky laws during the progressive era of the U.S. in the late 19th and early 20th century. On the national level of regulation, he covers the founding days of the Securities and Exchange Commission, its regulation of hedge funds, as well as its efforts against the trading of insider information and stock price manipulation. He complements his coverage of national regulation with the regulatory efforts in the aftermath of the financial crisis from 2007-2008, i.e. the creation of the Financial Stability Oversight Council and of the Consumer Financial Protection Bureau by the Dodd-Frank Act from 2010, paired with the European efforts in the course of the European Supervisory Framework, also from 2010. With respect to the fifth and final level of regulation - international regulation - Professor Shiller talks about the Basel Committee on Banking Supervisionand the G-20. 00:00 - Chapter 1. The Importance of Regulation and Its Challenges 08:10 - Chapter 2. Firm Level Regulation: The Board and Its Duties 25:37 - Chapter 3. Trade Group Level Regulation and Its Controversies 38:17 - Chapter 4. Local Regulation: The Progressive Era 42:59 - Chapter 5. National Regulation: The Securities and Exchange Commission 49:41 - Chapter 6. Minimal Regulation: Hedge Funds 55:39 - Chapter 7. Market Surveillance: Preventing Manipulation 01:04:25 - Chapter 8. Regulatory Pushes at Home and Abroad Complete course materials are available at the Yale Online website: online.yale.edu This course was recorded in Spring 2011.
Views: 35733 YaleCourses
Regulation of Financial Markets law module QLLM082
 
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Hear from students on the postgraduate LLM law module 'Regulation of Financial Markets' QLLM082 at Queen Mary University of London.
Views: 1229 QMULSchoolofLaw
Global Financial Regulation
 
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As countries implement new regulations in response to the global financial crisis, will safer and sounder markets be the result? Or just more burdens and costs? What impact can we expect on financial institutions, lending, the flow of capital around the world and, eventually, the global economy? Has the too-big-to-fail problem been solved, or should the giants simply be broken up? Is there a place for a global financial regulator? And what should be done about the shadow banking system - the institutions that wield influence but go largely unregulated? Our panel will delve into whether there are more effective ways to oversee financial markets than current methods.
Views: 3250 MilkenInstitute